arXiv:2409.00860cs.IR2024-09ACL被引 1

提出反事实框架,解释文档为何排名靠后

A Counterfactual Explanation Framework for Retrieval Models

  • 用反事实方法分析文档缺哪些词会影响排名
  • 在BM25、ColBERT等模型上验证有效
  • 适合想优化检索结果的工程师和研究者

可解释性已成为机器学习领域的重要议题,信息检索也不例外。现有研究多关注文档为何相关,但较少探讨为何某文档未被选中(如不在前K名)。本文聚焦于:为提升文档排名,需在其中添加哪些词?该问题可转化为:文档中哪些词导致其未被模型青睐。我们采用反事实框架解决此问题。据我们所知,这是首次针对此类反事实问题(即缺失哪些词影响排名)的尝试。实验表明,该方法在统计模型(如BM25)和深度学习模型(如DRMM、DSSM、ColBERT、MonoT5)上均能有效预测反事实情形。

原文摘要 · Abstract (English)

Explainability has become a crucial concern in today's world, aiming to enhance transparency in machine learning and deep learning models. Information retrieval is no exception to this trend. In existing literature on explainability of information retrieval, the emphasis has predominantly been on illustrating the concept of relevance concerning a retrieval model. The questions addressed include why a document is relevant to a query, why one document exhibits higher relevance than another, or why a specific set of documents is deemed relevant for a query. However, limited attention has been given to understanding why a particular document is not favored (e.g., not within top-K) with respect to a query and a retrieval model. In an effort to address this gap, our work focuses on the question of what terms need to be added within a document to improve its ranking. This, in turn, answers the question of which words in the document played a role in not being favored by a retrieval model for a particular query. We use a counterfactual framework to solve the above-mentioned research problem. % To the best of our knowledge, we mark the first attempt to tackle this specific counterfactual problem (i.e. examining the absence of which words can affect the ranking of a document). Our experiments show the effectiveness of our proposed approach in predicting counterfactuals for both statistical (e.g. BM25) and deep-learning-based models (e.g. DRMM, DSSM, ColBERT, MonoT5).

可解释性检索模型反事实

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