arXiv:2409.10526cs.CYcs.AI2024-09被引 2

为在线决策算法提供实时监控指南,保障用户安全与数据质量

Effective Monitoring of Online Decision-Making Algorithms in Digital Intervention Implementation

  • 设计故障回退机制,问题发生时自动触发应对流程
  • 按严重程度分级预警(红黄绿),实现问题及时识别
  • 已在两个临床试验中验证,有效防止治疗中断和数据错误

在线AI决策算法正被数字干预广泛用于动态个性化治疗。这类算法基于实时积累的数据决定治疗推送。本文旨在提供有效监控在线决策算法的指南,目标是(1)保护个体安全,(2)确保数据质量。我们阐述了两项核心指南:(1)开发故障回退方法,即在问题发生时预设执行程序;(2)对潜在问题按严重性分级(红、黄、绿)。在两个数字干预临床试验(Oralytics和MiWaves)中,监控系统实时检测到内存溢出、数据库超时及外部通信失败等问题。回退机制避免了受试者无法获得治疗,并防止了错误数据进入统计分析。这些案例展示了健康科学家如何构建数字干预的监控系统。若无此系统,关键问题将难以察觉且无法修复。监控系统有效保障了参与者安全并确保了更新干预所需数据的质量,增强了数字干预团队使用在线决策算法的信心。

原文摘要 · Abstract (English)

Online AI decision-making algorithms are increasingly used by digital interventions to dynamically personalize treatment to individuals. These algorithms determine, in real-time, the delivery of treatment based on accruing data. The objective of this paper is to provide guidelines for enabling effective monitoring of online decision-making algorithms with the goal of (1) safeguarding individuals and (2) ensuring data quality. We elucidate guidelines and discuss our experience in monitoring online decision-making algorithms in two digital intervention clinical trials (Oralytics and MiWaves). Our guidelines include (1) developing fallback methods, pre-specified procedures executed when an issue occurs, and (2) identifying potential issues categorizing them by severity (red, yellow, and green). Across both trials, the monitoring systems detected real-time issues such as out-of-memory issues, database timeout, and failed communication with an external source. Fallback methods prevented participants from not receiving any treatment during the trial and also prevented the use of incorrect data in statistical analyses. These trials provide case studies for how health scientists can build monitoring systems for their digital intervention. Without these algorithm monitoring systems, critical issues would have gone undetected and unresolved. Instead, these monitoring systems safeguarded participants and ensured the quality of the resulting data for updating the intervention and facilitating scientific discovery. These monitoring guidelines and findings give digital intervention teams the confidence to include online decision-making algorithms in digital interventions.

算法监控数字干预临床试验

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