arXiv:2409.10536cs.CYcs.AI2024-09被引 2

提出国际AI安全机构应具备的三大核心功能,助力全球AI治理

The potential functions of an international institution for AI safety. Insights from adjacent policy areas and recent trends

  • 从英美国家机构和邻近领域模型中提炼国际AI安全机构的功能
  • 建议设立技术合作、安全评估与政策支持三类职能
  • 为全球协调治理提供可模块化参考,适合政策制定者参考

各国政府、产业界及其他参与者普遍认为,尽管人工智能潜力巨大,但仍需建立适当防护机制以降低风险。经合组织、七国集团、二十国集团、联合国教科文组织及欧洲委员会等已开始制定伦理与负责任的人工智能治理框架。然而,这些举措尚不足以建立制度化的国际机制来识别和评估潜在有害的人工智能能力。本文基于对相邻政策领域国际治理模式以及英国和美国新设国家AI安全机构的分析,探讨国际AI安全机构可能承担的具体职能。虽然创建全新国际机构并非唯一路径,但从模块化视角理解其结构,有助于识别现有工具。我们建议将这些功能归纳为三个领域:(a)技术研究与合作,(b)安全防护与评估,(c)政策制定与治理支持。

原文摘要 · Abstract (English)

Governments, industry, and other actors involved in governing AI technologies around the world agree that, while AI offers tremendous promise to benefit the world, appropriate guardrails are required to mitigate risks. Global institutions, including the OECD, the G7, the G20, UNESCO, and the Council of Europe, have already started developing frameworks for ethical and responsible AI governance. While these are important initial steps, they alone fall short of addressing the need for institutionalised international processes to identify and assess potentially harmful AI capabilities. Contributing to the relevant conversation on how to address this gap, this chapter reflects on what functions an international AI safety institute could perform. Based on the analysis of both existing international governance models addressing safety considerations in adjacent policy areas and the newly established national AI safety institutes in the UK and US, the chapter identifies a list of concrete functions that could be performed at the international level. While creating a new international body is not the only way forward, understanding the structure of these bodies from a modular perspective can help us to identify the tools at our disposal. These, we suggest, can be categorised under three functional domains: a) technical research and cooperation, b) safeguards and evaluations, c) policymaking and governance support.

AI治理国际机构安全评估政策设计

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