arXiv:2409.16872cs.AIcs.LG2024-09被引 14

为商业AI设计可伦理、可合规的自动化框架

Ethical and Scalable Automation: A Governance and Compliance Framework for Business Applications

  • 提出兼顾伦理、可控性与性能的AI治理框架
  • 通过卡方检验等指标验证合成数据分布一致性
  • 适合金融医疗等行业应对GDPR等法规

AI在企业中的普及带来伦理、治理与合规挑战。本文提出一个框架,确保AI具备伦理、可控、可行和理想特性,平衡性能与可解释性等权衡。该框架助力企业满足金融、医疗等领域对GDPR及欧盟《人工智能法案》等法规的合规要求。通过多个案例验证,如大语言模型生成模拟环保态度的合成意见,其分布与预期分布高度一致,用卡方检验、归一化互信息和杰卡德指数量化评估。实证表明,结构化框架能提升透明度并维持性能。未来需在多工业场景中进一步验证其可扩展性与适应性。

原文摘要 · Abstract (English)

The popularisation of applying AI in businesses poses significant challenges relating to ethical principles, governance, and legal compliance. Although businesses have embedded AI into their day-to-day processes, they lack a unified approach for mitigating its potential risks. This paper introduces a framework ensuring that AI must be ethical, controllable, viable, and desirable. Balancing these factors ensures the design of a framework that addresses its trade-offs, such as balancing performance against explainability. A successful framework provides practical advice for businesses to meet regulatory requirements in sectors such as finance and healthcare, where it is critical to comply with standards like GPDR and the EU AI Act. Different case studies validate this framework by integrating AI in both academic and practical environments. For instance, large language models are cost-effective alternatives for generating synthetic opinions that emulate attitudes to environmental issues. These case studies demonstrate how having a structured framework could enhance transparency and maintain performance levels as shown from the alignment between synthetic and expected distributions. This alignment is quantified using metrics like Chi-test scores, normalized mutual information, and Jaccard indexes. Future research should explore the framework's empirical validation in diverse industrial settings further, ensuring the model's scalability and adaptability.

AI治理合规框架伦理AI合成数据

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