arXiv:2410.00207cs.CL2024-10被引 2

用新方法微调大模型,提升企业可持续报告分类准确率。

Evaluating the performance of state-of-the-art esg domain-specific pre-trained large language models in text classification against existing models and traditional machine learning techniques

  • 用Qlora技术微调Llama 2等大模型,降低资源消耗。
  • 微调后模型在环境、社会、治理三类文本上F1均超0.92。
  • 适合金融风控、绿色投资等需要快速识别ESG内容的场景。

本研究聚焦企业文本披露中环境、社会与治理(ESG)信息的分类任务,旨在开发并评估可精准识别与归类E、S、G相关内容的二分类模型。随着ESG因素在投资决策和企业问责中的重要性上升,准确高效地分类此类信息对利益相关方理解企业可持续影响至关重要。研究采用量化方法,包括数据收集、预处理及构建面向ESG领域的大型语言模型(LLMs)与传统机器学习模型(支持向量机、XGBoost)。通过标准自然语言处理指标(准确率、精确率、召回率、F1分数)进行性能评估,并迭代优化至理想指标。对比了传统机器学习方法、前沿语言模型FinBERT-ESG及微调后的LLM(如Llama 2),引入创新的量化微调方法Qlora,在所有ESG领域均实现显著性能提升。研究还构建了领域专用微调模型,如EnvLlama 2-Qlora、SocLlama 2-Qlora、GovLlama 2-Qlora,表现优异。

原文摘要 · Abstract (English)

This research investigates the classification of Environmental, Social, and Governance (ESG) information within textual disclosures. The aim is to develop and evaluate binary classification models capable of accurately identifying and categorizing E, S and G-related content respectively. The motivation for this research stems from the growing importance of ESG considerations in investment decisions and corporate accountability. Accurate and efficient classification of ESG information is crucial for stakeholders to understand the impact of companies on sustainability and to make informed decisions. The research uses a quantitative approach involving data collection, data preprocessing, and the development of ESG-focused Large Language Models (LLMs) and traditional machine learning (Support Vector Machines, XGBoost) classifiers. Performance evaluation guides iterative refinement until satisfactory metrics are achieved. The research compares traditional machine learning techniques (Support Vector Machines, XGBoost), state-of-the-art language model (FinBERT-ESG) and fine-tuned LLMs like Llama 2, by employing standard Natural Language Processing performance metrics such as accuracy, precision, recall, F1-score. A novel fine-tuning method, Qlora, is applied to LLMs, resulting in significant performance improvements across all ESG domains. The research also develops domain-specific fine-tuned models, such as EnvLlama 2-Qlora, SocLlama 2-Qlora, and GovLlama 2-Qlora, which demonstrate impressive results in ESG text classification.

ESG分类大模型微调金融AIQlora

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