arXiv:2410.04723cs.LGcs.AI2024-10被引 2

用原型机制让神经网络表格模型既准确又可解释

ProtoNAM: Prototypical Neural Additive Models for Interpretable Deep Tabular Learning

  • 引入原型激活机制,灵活建模特征与输出的非线性关系
  • 在多个数据集上优于现有神经网络可解释模型,提升预测性能
  • 适合需要透明决策过程的金融、医疗等高风险领域应用

广义加法模型(GAM)长期以来是可解释表格数据分析的强大工具,能揭示每个特征对预测的影响。尽管神经网络在诸多领域表现优异,但基于神经网络的GAM在表格数据上的应用仍不如树模型,且神经网络编码器的不透明性阻碍了用户理解网络如何学习函数。本文提出一种新的深度表格学习方法——原型神经加法模型(ProtoNAM),在GAM框架中引入原型,通过原型驱动的特征激活机制,既能灵活建模特征到输出的复杂映射,又保持最终预测的可解释性。我们还提出一种受梯度提升启发的分层形状函数建模方法,有助于发现复杂特征模式,并使每层网络的学习过程更加透明。实验表明,ProtoNAM在多个基准数据集上超越所有现有神经网络可解释模型,同时提供每个特征所学形状函数的额外洞察。代码已开源。

原文摘要 · Abstract (English)

Generalized additive models (GAMs) have long been a powerful white-box tool for the intelligible analysis of tabular data, revealing the influence of each feature on the model predictions. Despite the success of neural networks (NNs) in various domains, their application as NN-based GAMs in tabular data analysis remains suboptimal compared to tree-based ones, and the opacity of encoders in NN-GAMs also prevents users from understanding how networks learn the functions. In this work, we propose a new deep tabular learning method, termed Prototypical Neural Additive Model (ProtoNAM), which introduces prototypes into neural networks in the framework of GAMs. With the introduced prototype-based feature activation, ProtoNAM can flexibly model the irregular mapping from tabular features to the outputs while maintaining the explainability of the final prediction. We also propose a gradient-boosting inspired hierarchical shape function modeling method, facilitating the discovery of complex feature patterns and bringing transparency into the learning process of each network layer. Our empirical evaluations demonstrate that ProtoNAM outperforms all existing NN-based GAMs, while providing additional insights into the shape function learned for each feature. The source code of ProtoNAM is available at \url{https://github.com/Teddy-XiongGZ/ProtoNAM}.

可解释性表格数据神经加法模型原型学习

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