arXiv:2410.07959cs.CLcs.AI2024-10被引 31

为欧盟人工智能法案提供首个技术解读与大模型评测框架

COMPL-AI Framework: A Technical Interpretation and LLM Benchmarking Suite for the EU Artificial Intelligence Act

  • 将法案条款转化为可量化的技术要求,聚焦大语言模型合规性
  • 评估12个主流大模型,发现其在安全、鲁棒性等方面存在明显短板
  • 开源评测套件助力模型方与监管方对接法规,适合政策制定者与开发者

欧盟《人工智能法案》是负责任AI发展的重要里程碑,但缺乏明确的技术解读,难以评估模型合规性。本文提出COMPL-AI框架,包含(一)首个针对该法案的技术解读,将宽泛的监管要求转化为可测量的技术标准,重点关注大语言模型(LLMs);(二)基于对前沿大模型评测的系统调研与实现的开源、以法案为中心的评测套件。通过对12个主流大模型的评估,揭示现有模型与评测在鲁棒性、安全性、多样性及公平性方面的不足。本工作强调需转向更均衡的模型发展,并推动更全面的法规对齐型评测。同时,COMPL-AI首次展示了将法案义务具体化为技术标准的可能性与挑战,可为模型提供方提供可操作建议,助力欧盟推进法案落地,如《全球人工智能治理准则》的起草。

原文摘要 · Abstract (English)

The EU's Artificial Intelligence Act (AI Act) is a significant step towards responsible AI development, but lacks clear technical interpretation, making it difficult to assess models' compliance. This work presents COMPL-AI, a comprehensive framework consisting of (i) the first technical interpretation of the EU AI Act, translating its broad regulatory requirements into measurable technical requirements, with the focus on large language models (LLMs), and (ii) an open-source Act-centered benchmarking suite, based on thorough surveying and implementation of state-of-the-art LLM benchmarks. By evaluating 12 prominent LLMs in the context of COMPL-AI, we reveal shortcomings in existing models and benchmarks, particularly in areas like robustness, safety, diversity, and fairness. This work highlights the need for a shift in focus towards these aspects, encouraging balanced development of LLMs and more comprehensive regulation-aligned benchmarks. Simultaneously, COMPL-AI for the first time demonstrates the possibilities and difficulties of bringing the Act's obligations to a more concrete, technical level. As such, our work can serve as a useful first step towards having actionable recommendations for model providers, and contributes to ongoing efforts of the EU to enable application of the Act, such as the drafting of the GPAI Code of Practice.

AI监管大模型评测合规性欧盟法案

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