arXiv:2410.09707physics.data-ancs.LG2024-10

用历史数据生成的模拟样本训练模型,提前预警复杂系统突变。

Learning from the past: predicting critical transitions with machine learning trained on surrogates of historical data

  • 基于历史数据生成模拟样本训练机器学习模型
  • 在地质、气候等多领域预警准确率优于传统方法
  • 适合需要精准预警的生态、气候与医学研究

复杂系统可能发生临界突变,即缓慢变化的环境条件引发突然状态转变,可能带来灾难性后果。早期预警信号对生态、生物及气候科学中的决策至关重要。尽管基于动力系统理论的通用预警信号在真实噪声数据中表现参差不齐,近期研究发现,用合成数据训练的深度学习分类器可提升性能。但这些方法均未利用具体系统的过往历史数据。本文提出一种新方法——基于历史数据生成模拟样本的机器学习(SDML),直接在历史突变的代理数据上训练分类器。该方法在地质学、气候学、社会学和心脏病学的实证与实验数据中,相比广泛使用的两种通用预警信号(方差与滞后1阶自相关),展现出更高灵敏度和特异性。由于训练基于历史数据代理,该方法不受限于以往方法所依赖的局部分岔假设。这一系统特定的方法有望提升早期预警能力,帮助人类更好应对或规避不良临界突变。

原文摘要 · Abstract (English)

Complex systems can undergo critical transitions, where slowly changing environmental conditions trigger a sudden shift to a new, potentially catastrophic state. Early warning signals for these events are crucial for decision-making in fields such as ecology, biology and climate science. Generic early warning signals motivated by dynamical systems theory have had mixed success on real noisy data. More recent studies found that deep learning classifiers trained on synthetic data could improve performance. However, neither of these methods take advantage of historical, system-specific data. Here, we introduce an approach that trains machine learning classifiers directly on surrogate data of past transitions, namely surrogate data-based machine learning (SDML). The approach provides early warning signals in empirical and experimental data from geology, climatology, sociology, and cardiology with higher sensitivity and specificity than two widely used generic early warning signals -- variance and lag-1 autocorrelation. Since the approach is trained directly on surrogates of historical data, it is not bound by the restricting assumption of a local bifurcation like previous methods. This system-specific approach can contribute to improved early warning signals to help humans better prepare for or avoid undesirable critical transitions.

临界突变机器学习早期预警历史数据

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