研究大模型在检索增强生成中对源文档作者的偏见与敏感性。
Evaluation of Attribution Bias in Generator-Aware Retrieval-Augmented Large Language Models
- 通过反事实实验,测试模型对源文档作者信息的响应变化。
- 作者信息使模型归因质量波动3%至18%,且偏好人类作者内容。
- 揭示元数据影响模型信任机制,为可信生成提供新视角。
在检索增强生成(RAG)中,将答案归因于源文档可提升输出可验证性。以往研究多关注归因质量的提升与评估,但可能引发归因偏差。本文定义并考察了RAG中两个方面:归因敏感性与作者信息相关的偏见。我们明确告知大语言模型(LLM)源文档作者信息,要求其进行归因,并分析:(i)LLM输出对源文档作者的敏感程度;(ii)模型是否倾向于人类写作或AI生成的文档。设计反事实评估框架,测试三类LLM在归因敏感性与偏见上的表现。结果表明,添加作者信息可使归因质量变化3%至18%。同时发现,模型存在对显式人类作者的归因偏好,这可能是先前研究中观察到的‘更偏好AI生成内容’现象的替代解释。研究揭示源文档元数据会影响模型信任与归因方式,强调归因偏见与敏感性是大模型脆弱性的新维度。
原文摘要 · Abstract (English)
Attributing answers to source documents is an approach used to enhance the verifiability of a model's output in retrieval augmented generation (RAG). Prior work has mainly focused on improving and evaluating the attribution quality of large language models (LLMs) in RAG, but this may come at the expense of inducing biases in the attribution of answers. We define and examine two aspects in the evaluation of LLMs in RAG pipelines, namely attribution sensitivity and bias with respect to authorship information. We explicitly inform an LLM about the authors of source documents, instruct it to attribute its answers, and analyze (i) how sensitive the LLM's output is to the author of source documents, and (ii) whether the LLM exhibits a bias towards human-written or AI-generated source documents. We design an experimental setup in which we use counterfactual evaluation to study three LLMs in terms of their attribution sensitivity and bias in RAG pipelines. Our results show that adding authorship information to source documents can significantly change the attribution quality of LLMs by 3% to 18%. Moreover, we show that LLMs can have an attribution bias towards explicit human authorship, which can serve as a competing hypothesis for findings of prior work that shows that LLM-generated content may be preferred over human-written contents. Our findings indicate that metadata of source documents can influence LLMs' trust, and how they attribute their answers. Furthermore, our research highlights attribution bias and sensitivity as a novel aspect of brittleness in LLMs.
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