用心理测量学方法评估机器学习模型的公平性
Fairness Evaluation with Item Response Theory
- 引入项目反应理论,同时量化模型公平性与个体差异
- 通过题目特征曲线平缓度分离模型与个体带来的不公平
- 适用于分类与回归任务,适合关注AI公平性的研究者
项目反应理论(IRT)在教育心理测量中广泛用于评估学生能力及试题难度和区分度。本文首次将IRT应用于机器学习模型的公平性评估,提出一种新的公平性-项目反应理论(Fair-IRT)框架,用于同时评估一组预测模型与一组个体,提取模型做出公平预测的能力,以及影响预测结果的个体难度和区分度。通过一系列实验深入分析这些参数对公平性的影响,并为特定个体提供题目特征曲线(ICC)的详细解释。本文提出用ICC的平缓度来解耦模型与个体之间的不公平性。实验验证了该框架作为公平性评估工具的有效性。两个真实世界案例研究展示了其在分类与回归任务中的应用潜力。本工作契合负责任互联网研究方向,为构建更包容、公平、可信的人工智能提供了新工具。
原文摘要 · Abstract (English)
Item Response Theory (IRT) has been widely used in educational psychometrics to assess student ability, as well as the difficulty and discrimination of test questions. In this context, discrimination specifically refers to how effectively a question distinguishes between students of different ability levels, and it does not carry any connotation related to fairness. In recent years, IRT has been successfully used to evaluate the predictive performance of Machine Learning (ML) models, but this paper marks its first application in fairness evaluation. In this paper, we propose a novel Fair-IRT framework to evaluate a set of predictive models on a set of individuals, while simultaneously eliciting specific parameters, namely, the ability to make fair predictions (a feature of predictive models), as well as the discrimination and difficulty of individuals that affect the prediction results. Furthermore, we conduct a series of experiments to comprehensively understand the implications of these parameters for fairness evaluation. Detailed explanations for item characteristic curves (ICCs) are provided for particular individuals. We propose the flatness of ICCs to disentangle the unfairness between individuals and predictive models. The experiments demonstrate the effectiveness of this framework as a fairness evaluation tool. Two real-world case studies illustrate its potential application in evaluating fairness in both classification and regression tasks. Our paper aligns well with the Responsible Web track by proposing a Fair-IRT framework to evaluate fairness in ML models, which directly contributes to the development of a more inclusive, equitable, and trustworthy AI.
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