保护深度学习模型与数据智能的知识产权,兼顾防御与验证。
Intellectual Property Protection for Deep Learning Model and Dataset Intelligence
- 系统梳理模型与数据智能的知识产权保护评估指标。
- 覆盖主动防护与被动验证两类技术,涵盖分布式训练挑战。
- 适合关注AI产权保护的研究者与从业者参考。
随着深度学习广泛应用,尤其是大型语言模型(如ChatGPT、LLaMA)取得显著成果,这些模型的商业价值急剧上升。然而,训练优质模型成本高昂,需高质量数据集、专用架构设计、大量计算资源及技术积累。因此,保护训练完成模型的知识产权日益重要。不同于以往主要聚焦模型层面的综述,本文不仅涵盖模型智能的知识产权保护,还纳入数据智能的保护。首先,基于有效知识产权保护设计需求,系统总结通用与方案特定的性能评估指标;其次,从主动防范侵权与被动验证权属两个角度,全面分析现有针对数据与模型智能的知识产权保护方法;此外,从训练设置视角,深入探讨分布式环境相比集中式带来的独特挑战;同时,考察深度知识产权技术面临的主要攻击形式;最后,展望未来有前景的研究方向,为创新研究提供指引。
原文摘要 · Abstract (English)
With the growing applications of Deep Learning (DL), especially recent spectacular achievements of Large Language Models (LLMs) such as ChatGPT and LLaMA, the commercial significance of these remarkable models has soared. However, acquiring well-trained models is costly and resource-intensive. It requires a considerable high-quality dataset, substantial investment in dedicated architecture design, expensive computational resources, and efforts to develop technical expertise. Consequently, safeguarding the Intellectual Property (IP) of well-trained models is attracting increasing attention. In contrast to existing surveys overwhelmingly focusing on model IPP mainly, this survey not only encompasses the protection on model level intelligence but also valuable dataset intelligence. Firstly, according to the requirements for effective IPP design, this work systematically summarizes the general and scheme-specific performance evaluation metrics. Secondly, from proactive IP infringement prevention and reactive IP ownership verification perspectives, it comprehensively investigates and analyzes the existing IPP methods for both dataset and model intelligence. Additionally, from the standpoint of training settings, it delves into the unique challenges that distributed settings pose to IPP compared to centralized settings. Furthermore, this work examines various attacks faced by deep IPP techniques. Finally, we outline prospects for promising future directions that may act as a guide for innovative research.
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