arXiv:2411.08526cs.CYcs.AI2024-11

文本风格暗藏性别差异,影响专利审批结果

Gendered Words and Grant Rates: A Textual Analysis of Disparate Outcomes in the Patent System

  • 用自然语言处理分析专利文本,发现可从写作风格识别发明者性别
  • 写作风格对专利是否获批的预测准确率超60%,高于性别和关键词
  • 女性主导的技术领域拒审率高达85%,远超男性主导领域

文本是反映作者语言风格与沟通模式的信息载体。本文通过分析专利申请中的文字特征,揭示发明者潜在属性与信息传递机制。以往研究多关注专利元数据,而本文采用机器学习与自然语言处理技术,从文本中提取隐含信息。结果显示,即使不掌握发明人姓名,也能通过文本属性识别性别。这表明匿名审查未必能解决专利授予中的性别差异。我们使用分类算法,对专利是否获批的预测准确率超过60%。进一步分析显示,写作风格(如词汇多样性、句式复杂度)对审批结果的预测影响力显著高于发明者性别与技术关键词。此外,通过聚类算法将专利按主题分组,发现85%的女性主导技术领域拒审率异常高,而男性主导领域仅45%。这些发现揭示了文本选择、性别与专利成功之间的复杂关系,也质疑当前政策能否真正实现专利系统的性别公平与效率。

原文摘要 · Abstract (English)

Text is a vehicle to convey information that reflects the writer's linguistic style and communicative patterns. By studying these attributes, we can discover latent insights about the author and their underlying message. This article uses such an approach to better understand patent applications and their inventors. While prior research focuses on patent metadata, we employ machine learning and natural language processing to extract hidden information from the words in patent applications. Through these methods, we find that inventor gender can often be identified from textual attributes - even without knowing the inventor's name. This ability to discern gender through text suggests that anonymized patent examination - often proposed as a solution to mitigate disparities in patent grant rates - may not fully address gendered outcomes in securing a patent. Our study also investigates whether objective features of a patent application can predict if it will be granted. Using a classifier algorithm, we correctly predicted whether a patent was granted over 60% of the time. Further analysis emphasized that writing style - like vocabulary and sentence complexity - disproportionately influenced grant predictions relative to other attributes such as inventor gender and subject matter keywords. Lastly, we examine whether women disproportionately invent in technological areas with higher rejection rates. Using a clustering algorithm, applications were allocated into groups with related subject matter. We found that 85% of female-dominated clusters have abnormally high rejection rates, compared to only 45% for male-dominated groupings. These findings highlight complex interactions between textual choices, gender, and success in securing a patent. They also raise questions about whether current proposals will be sufficient to achieve gender equity and efficiency in the patent system.

专利系统性别差异文本分析自然语言处理

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