arXiv:2411.10765cs.LGeess.SP2024-11被引 6

用改进的LSTM变分自编码器,无监督检测汽轮机异常

Steam Turbine Anomaly Detection: An Unsupervised Learning Approach Using Enhanced Long Short-Term Memory Variational Autoencoder

  • 融合LSTM与变分自编码器,提取时间序列低维特征
  • 引入深度先进特征与高斯混合模型,准确率高且误报少
  • 适合工业界无标签数据场景,对汽轮机故障检测有实用价值

作为核心热力发电设备,汽轮机在停机、维修或损坏时会产生巨大损失和运行风险。精准的异常检测是保障其安全稳定运行的前提。然而,现有方法受限于固有异常、缺乏时序信息分析以及高维数据复杂性等问题。为此,本文提出一种基于深度先进特征与高斯混合模型的增强型长短期记忆变分自编码器(ELSTMVAE-DAF-GMM),用于无监督异常检测。该方法通过结合LSTM与变分自编码器(LSTMVAE),将高维时间序列数据映射至低维相空间;采用深度自编码器-局部离群因子(DAE-LOF)机制剔除训练中的固有异常,提升模型精度与可靠性;提出的深度先进特征(DAF)融合了LSTMVAE的隐含嵌入与重构误差,构建连续有序的相空间表示,有效结合时序动态与数据模式变化,显著提升检测性能;最后将DAF输入高斯混合模型(GMM),实现鲁棒高效的无监督异常检测。实验基于真实工业汽轮机运行数据,对比与消融实验均表明,该方法在准确率与低误报率方面优于现有方法。

原文摘要 · Abstract (English)

As core thermal power generation equipment, steam turbines incur significant expenses and adverse effects on operation when facing interruptions like downtime, maintenance, and damage. Accurate anomaly detection is the prerequisite for ensuring the safe and stable operation of steam turbines. However, challenges in steam turbine anomaly detection, including inherent anomalies, lack of temporal information analysis, and high-dimensional data complexity, limit the effectiveness of existing methods. To address these challenges, we proposed an Enhanced Long Short-Term Memory Variational Autoencoder using Deep Advanced Features and Gaussian Mixture Model (ELSTMVAE-DAF-GMM) for precise unsupervised anomaly detection in unlabeled datasets. Specifically, LSTMVAE, integrating LSTM with VAE, was used to project high-dimensional time-series data to a low-dimensional phase space. The Deep Autoencoder-Local Outlier Factor (DAE-LOF) sample selection mechanism was used to eliminate inherent anomalies during training, further improving the model's precision and reliability. The novel deep advanced features (DAF) hybridize latent embeddings and reconstruction discrepancies from the LSTMVAE model and provide a more comprehensive data representation within a continuous and structured phase space, significantly enhancing anomaly detection by synergizing temporal dynamics with data pattern variations. These DAF were incorporated into GMM to ensure robust and effective unsupervised anomaly detection. We utilized real operating data from industry steam turbines and conducted both comparison and ablation experiments, demonstrating superior anomaly detection outcomes characterized by high accuracy and minimal false alarm rates compared with existing methods.

异常检测时间序列无监督学习汽轮机

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