arXiv:2412.04683cs.AI2024-12被引 11

解析欧盟AI监管框架,揭示伦理原则如何落地。

From Principles to Practice: A Deep Dive into AI Ethics and Regulations

  • 以欧盟AI法案为蓝本,系统梳理五大伦理原则。
  • 指出安全、透明等原则在实践中存在协同与冲突。
  • 适合关注AI治理与合规的政策制定者和研究者。

在人工智能快速发展的背景下,创新与监管的互动日益成为社会焦点。尽管AI在特定任务中表现卓越并广泛应用于多个领域,但要建立对AI输出和决策的高度信任,仍需谨慎对待并持续监督。政府机构、企业、学术界及个人均发起多项举措,制定AI伦理准则,并在从业者与公众间展开深入讨论。本文深入分析欧盟提出的突破性AI监管框架,探讨其核心伦理原则——安全性、透明性、非歧视性、可追溯性和环境可持续性。结合学界与产业界的技术实践,本文考察五项原则间的相互作用与潜在矛盾,提出未来监管应追求协调统一,兼顾社会价值保护与技术进步。

原文摘要 · Abstract (English)

In the rapidly evolving domain of Artificial Intelligence (AI), the complex interaction between innovation and regulation has become an emerging focus of our society. Despite tremendous advancements in AI's capabilities to excel in specific tasks and contribute to diverse sectors, establishing a high degree of trust in AI-generated outputs and decisions necessitates meticulous caution and continuous oversight. A broad spectrum of stakeholders, including governmental bodies, private sector corporations, academic institutions, and individuals, have launched significant initiatives. These efforts include developing ethical guidelines for AI and engaging in vibrant discussions on AI ethics, both among AI practitioners and within the broader society. This article thoroughly analyzes the ground-breaking AI regulatory framework proposed by the European Union. It delves into the fundamental ethical principles of safety, transparency, non-discrimination, traceability, and environmental sustainability for AI developments and deployments. Considering the technical efforts and strategies undertaken by academics and industry to uphold these principles, we explore the synergies and conflicts among the five ethical principles. Through this lens, work presents a forward-looking perspective on the future of AI regulations, advocating for a harmonized approach that safeguards societal values while encouraging technological advancement.

AI治理伦理规范欧盟法规

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