arXiv:2412.09884cs.CL2024-12中稿 · NeurIPS

评测大模型在真实财务报告中的表格理解能力,发现其推理与多步计算仍存短板。

Benchmarking Table Comprehension In The Wild

  • 构建新基准TableQuest,模拟真实财务报告中的表格文本混合场景
  • 7个顶尖模型在事实定位上表现尚可,但多步推理准确率不足40%
  • 强调综合能力评估,适合研究长文本表格理解的学者参考

大语言模型虽在众多知识密集型任务中占据主导,但在理解长篇表格-文本混合内容(如学术论文和财务报告)方面进展有限。尽管长上下文LLM的出现带来了新可能,我们仍识别出两大障碍:(1) 以往表格问答(TableQA)基准多聚焦孤立表格,难以评估模型在真实场景下的表现;(2) 历史基准仅覆盖表识别、数据操作/计算、摘要等单一技能,而人类会综合运用这些能力。本文提出TableQuest,一个旨在评估LLM在真实财务报告丰富语境下整体表格理解能力的新基准。通过严格的数据处理与筛选流程,确保问答对逻辑合理且多样化。我们测试了7个先进模型,发现它们虽能较好定位事实,但在执行复杂推理或多步计算时表现不佳。最后通过定性分析失败模式,讨论构建高挑战性基准的难点。相关数据、评分流程与结果均已公开,以促进该领域研究。

原文摘要 · Abstract (English)

Large Language Models (LLMs), while being increasingly dominant on a myriad of knowledge-intensive activities, have only had limited success understanding lengthy table-text mixtures, such as academic papers and financial reports. Recent advances of long-context LLMs have opened up new possibilities for this field. Nonetheless, we identify two roadblocks: (1) Prior benchmarks of table question answering (TableQA) have focused on isolated tables without context, making it hard to evaluate models in real-world scenarios. (2) Prior benchmarks have focused on some narrow skill sets of table comprehension such as table recognition, data manipulation/calculation, table summarization etc., while a skilled human employs those skills collectively. In this work, we introduce TableQuest, a new benchmark designed to evaluate the holistic table comprehension capabilities of LLMs in the natural table-rich context of financial reports. We employ a rigorous data processing and filtering procedure to ensure that the question-answer pairs are logical, reasonable, and diverse. We experiment with 7 state-of-the-art models, and find that despite reasonable accuracy in locating facts, they often falter when required to execute more sophisticated reasoning or multi-step calculations. We conclude with a qualitative study of the failure modes and discuss the challenges of constructing a challenging benchmark. We make the evaluation data, judging procedure and results of this study publicly available to facilitate research in this field.

表格理解大模型评测财务报告长上下文

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