金融领域RAG评估新基准,自动多维评测模型表现。
OmniEval: An Omnidirectional and Automatic RAG Evaluation Benchmark in Financial Domain
- 构建五类任务、十六个金融主题的矩阵化评测场景
- 结合GPT-4生成与人工标注,实例接受率达87.47%
- 覆盖检索与生成全流程,支持自动化与人工校验
作为大语言模型在实际应用中的典型代表,检索增强生成(RAG)技术在垂直领域备受关注,尤其在模型缺乏领域知识的情况下。本文提出一个面向金融领域的全方位、自动化RAG评估基准OmniEval。该基准具备多维度评估框架:(1) 基于矩阵的RAG场景评估体系,将查询分为五类任务和16个金融主题,实现对多样化查询场景的结构化评估;(2) 多维度数据生成方法,融合GPT-4自动生成与人工标注,生成实例在人工评估中接受率达87.47%;(3) 多阶段评估系统,同时评估检索与生成性能,全面衡量RAG流程效果;(4) 基于规则与基于LLM的稳健评估指标,通过人工标注与微调增强评估可靠性。实验表明,OmniEval具有全面性,涵盖丰富测试数据集,并揭示了RAG系统在不同主题与任务下的性能差异,凸显其在垂直领域提升潜力。代码已开源于https://github.com/RUC-NLPIR/OmniEval。
原文摘要 · Abstract (English)
As a typical and practical application of Large Language Models (LLMs), Retrieval-Augmented Generation (RAG) techniques have gained extensive attention, particularly in vertical domains where LLMs may lack domain-specific knowledge. In this paper, we introduce an omnidirectional and automatic RAG benchmark, OmniEval, in the financial domain. Our benchmark is characterized by its multi-dimensional evaluation framework, including (1) a matrix-based RAG scenario evaluation system that categorizes queries into five task classes and 16 financial topics, leading to a structured assessment of diverse query scenarios; (2) a multi-dimensional evaluation data generation approach, which combines GPT-4-based automatic generation and human annotation, achieving an 87.47\% acceptance ratio in human evaluations on generated instances; (3) a multi-stage evaluation system that evaluates both retrieval and generation performance, result in a comprehensive evaluation on the RAG pipeline; and (4) robust evaluation metrics derived from rule-based and LLM-based ones, enhancing the reliability of assessments through manual annotations and supervised fine-tuning of an LLM evaluator. Our experiments demonstrate the comprehensiveness of OmniEval, which includes extensive test datasets and highlights the performance variations of RAG systems across diverse topics and tasks, revealing significant opportunities for RAG models to improve their capabilities in vertical domains. We open source the code of our benchmark in \href{https://github.com/RUC-NLPIR/OmniEval}{https://github.com/RUC-NLPIR/OmniEval}.
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