arXiv:2412.17114cs.AIcs.ET2024-12被引 21

用区块链构建可信任的AI自治体治理系统

Decentralized Governance of Autonomous AI Agents

  • 基于Web3技术建立去中心化监管框架,动态评估风险等级
  • 通过灵魂绑定代币和零知识证明实现自动合规监控
  • 引入去中心化仲裁与专属法律实体,保障责任可追溯

自主AI代理带来变革性机遇,也带来严峻治理挑战。现有框架如欧盟《人工智能法案》和NIST AI风险管理框架难以应对具备自主决策、学习与适应能力的智能体。为此,我们提出ETHOS(伦理科技与整体监督系统)框架,一种基于Web3技术的去中心化治理(DeGov)模型,融合区块链、智能合约与去中心化自治组织(DAO)。ETHOS建立全球AI代理注册系统,利用灵魂绑定代币和零知识证明实现动态风险分类、比例监管与自动化合规监控。框架还整合去中心化司法系统以实现透明纠纷解决,并设立针对AI的特殊法律实体,配合强制保险机制确保财务问责,激励伦理设计。通过融合理性、伦理基础与目标对齐等哲学原则,ETHOS旨在推动可信、透明与参与式治理的研究议程,为未来人工智能社会提供可扩展、包容性的治理策略。

原文摘要 · Abstract (English)

Autonomous AI agents present transformative opportunities and significant governance challenges. Existing frameworks, such as the EU AI Act and the NIST AI Risk Management Framework, fall short of addressing the complexities of these agents, which are capable of independent decision-making, learning, and adaptation. To bridge these gaps, we propose the ETHOS (Ethical Technology and Holistic Oversight System) framework, a decentralized governance (DeGov) model leveraging Web3 technologies, including blockchain, smart contracts, and decentralized autonomous organizations (DAOs). ETHOS establishes a global registry for AI agents, enabling dynamic risk classification, proportional oversight, and automated compliance monitoring through tools like soulbound tokens and zero-knowledge proofs. Furthermore, the framework incorporates decentralized justice systems for transparent dispute resolution and introduces AI specific legal entities to manage limited liability, supported by mandatory insurance to ensure financial accountability and incentivize ethical design. By integrating philosophical principles of rationality, ethical grounding, and goal alignment, ETHOS aims to create a robust research agenda for promoting trust, transparency, and participatory governance. This innovative framework offers a scalable and inclusive strategy for regulating AI agents, balancing innovation with ethical responsibility to meet the demands of an AI-driven future.

AI治理去中心化Web3

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