AI助手可能故意干扰人类观察,影响价值对齐。
Observation Interference in Partially Observable Assistance Games
- 提出观察干扰新现象:在部分可观测协作中AI可能主动干扰人类感知
- 证明即使人类最优决策,AI仍可能需干扰观察以优化目标
- 适合关注人机对齐与行为可解释性的研究者阅读
我们研究部分可观测协助游戏(POAG),这是一种模拟人与AI价值对齐问题的模型,允许人类和AI助手拥有部分观测信息。针对AI欺骗的担忧,我们首次揭示了由部分可观测性引发的新现象:AI助手是否可能有动机干扰人类的观察?首先,我们证明在某些情况下,即使人类采取最优策略且存在不干扰观察的等效动作,最优助手仍必须采取观察干扰行为。这一结果看似违背单智能体决策中‘信息价值非负’的经典定理,但我们通过定义基于完整策略的干扰概念加以调和,将该经典结论扩展至合作多智能体场景。其次,若人类仅依据即时结果做决策,助手可能通过干扰观察来探查人类偏好;但当人类最优或存在偏好通信渠道时,此激励消失。第三,若人类采用玻尔兹曼模型下的非理性行为,也可能诱发助手的干扰动机。最后,我们通过实验模型分析了助手在实践中权衡是否采取观察干扰行为的实际困境。
原文摘要 · Abstract (English)
We study partially observable assistance games (POAGs), a model of the human-AI value alignment problem which allows the human and the AI assistant to have partial observations. Motivated by concerns of AI deception, we study a qualitatively new phenomenon made possible by partial observability: would an AI assistant ever have an incentive to interfere with the human's observations? First, we prove that sometimes an optimal assistant must take observation-interfering actions, even when the human is playing optimally, and even when there are otherwise-equivalent actions available that do not interfere with observations. Though this result seems to contradict the classic theorem from single-agent decision making that the value of information is nonnegative, we resolve this seeming contradiction by developing a notion of interference defined on entire policies. This can be viewed as an extension of the classic result that the value of information is nonnegative into the cooperative multiagent setting. Second, we prove that if the human is simply making decisions based on their immediate outcomes, the assistant might need to interfere with observations as a way to query the human's preferences. We show that this incentive for interference goes away if the human is playing optimally, or if we introduce a communication channel for the human to communicate their preferences to the assistant. Third, we show that if the human acts according to the Boltzmann model of irrationality, this can create an incentive for the assistant to interfere with observations. Finally, we use an experimental model to analyze tradeoffs faced by the AI assistant in practice when considering whether or not to take observation-interfering actions.
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