arXiv:2412.20495cs.CRcs.AI2024-12被引 6

用加密联邦方法实现多方生存分析,保护隐私且结果精确。

A Multiparty Homomorphic Encryption Approach to Confidential Federated Kaplan Meier Survival Analysis

  • 基于阈值CKKS加密,支持加密状态下计算和聚合生存数据
  • 500个机构共享数据,结果与集中式分析完全一致
  • 防止数据泄露攻击,适合医疗多中心研究

真实世界健康数据推动了多机构生存研究,但隐私限制使得敏感记录无法集中。我们提出一种基于阈值CKKS同态加密的隐私保护联邦Kaplan-Meier框架,支持近似浮点计算和加密的各时间点计数聚合,仅暴露公开输出。各机构在共享时间网格上计算风险人数和事件数并加密为紧凑向量;协调者聚合密文;解密委员会按块融合部分份额以恢复明文聚合结果,不泄露各时间点明细表。我们证明了正确性、稳定性及槽位最优打包,并推导出缩放定律:通信量随机构数线性增长,随时间点数可预测增加。实验使用合成乳腺癌数据(N=60,000)分布于500个站点,加密联邦曲线与集中式基准精度一致。相比之下,明文协议可通过减法轻易重构数据;我们的门限设计在给定威胁模型下可防止此类攻击,实现高保真生存估计,具有可预测开销和显著降低的隐私风险。

原文摘要 · Abstract (English)

The proliferation of real-world health data enables multi-institutional survival studies, yet privacy constraints preclude centralizing sensitive records. We present a privacy-preserving federated Kaplan--Meier framework based on threshold CKKS (Cheon-Kim-Kim-Song) homomorphic encryption that supports approximate floating-point computation and encrypted aggregation of per-time-point counts while exposing only public outputs. Sites compute aligned at-risk and event tallies on a shared time grid and encrypt compact vectors; a coordinator aggregates ciphertexts; and a decryptor committee produces partial shares fused per block to recover aggregated plaintexts without releasing per-time-point tables. We prove correctness, stability, and slot-optimal vector packing, and derive scaling laws showing that communication grows linearly with the number of sites and predictably with the number of time points. Empirically, using synthetic breast-cancer data (N=60,000) distributed across 500 sites, encrypted federated curves match the pooled oracle to numerical precision. In contrast, plaintext protocols permit trivial reconstruction by subtraction; our threshold-gated design precludes this attack under the stated threat model, enabling high-fidelity survival estimation with predictable overhead and substantially reduced privacy risk.

联邦学习同态加密生存分析隐私计算

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