用代理法理论解决AI自主执行任务带来的治理难题
Governing AI Agents
- 借鉴代理关系理论分析AI自主决策的治理困境
- 指出传统激励与监控手段对不可解释的AI无效
- 提出需构建可见、负责、包容的新治理框架
人工智能正从生成内容转向具备自主规划与执行复杂任务能力的智能体。企业已开发出能独立上网、完成多种在线任务的AI助手与虚拟同事。该技术带来巨大机遇,也伴随显著风险。本文借鉴主仆关系的经济理论与普通法代理制度,提出三点贡献:首先,运用代理法识别并刻画AI代理中的信息不对称、裁量权与忠诚度问题;其次,指出传统解决方案——激励设计、监督与执行——在应对高速、大规模且决策不可解释的AI时可能失效;最后,探讨代理法对设计与监管AI代理的启示,主张建立支持包容性、可见性与责任性的新型技术和法律基础设施。
原文摘要 · Abstract (English)
The field of AI is undergoing a fundamental transition from generative models that can produce synthetic content to artificial agents that can plan and execute complex tasks with only limited human involvement. Companies that pioneered the development of language models have now built AI agents that can independently navigate the internet, perform a wide range of online tasks, and increasingly serve as AI personal assistants and virtual coworkers. The opportunities presented by this new technology are tremendous, as are the associated risks. Fortunately, there exist robust analytic frameworks for confronting many of these challenges, namely, the economic theory of principal-agent problems and the common law doctrine of agency relationships. Drawing on these frameworks, this Article makes three contributions. First, it uses agency law and theory to identify and characterize problems arising from AI agents, including issues of information asymmetry, discretionary authority, and loyalty. Second, it illustrates the limitations of conventional solutions to agency problems: incentive design, monitoring, and enforcement might not be effective for governing AI agents that make uninterpretable decisions and operate at unprecedented speed and scale. Third, the Article explores the implications of agency law and theory for designing and regulating AI agents, arguing that new technical and legal infrastructure is needed to support governance principles of inclusivity, visibility, and liability.
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