发现指令微调模型与基础模型的上下文学习能力高度相关,揭示预训练数据是其能力上限的关键。
The Inherent Limits of Pretrained LLMs: The Unexpected Convergence of Instruction Tuning and In-Context Learning Capabilities
- 通过对比90个模型,发现指令微调模型表现依赖于基础模型的上下文学习能力。
- 无论模型规模或类型,指令微调后性能与基础模型在上下文学习中的表现强相关。
- 适合关注大模型能力边界、预训练影响的研究者阅读。
大规模语言模型(LLMs)在海量网络语料上训练,展现出跨任务的强大能力,尤其随着规模增大而提升。然而,即使最先进的模型在某些任务上仍表现不佳,甚至无法解决儿童可解的问题,表明传统任务复杂性定义不足以解释其能力。这一现象的复杂性在于,多数主流模型均经过指令微调以适应提示。为厘清影响模型性能的因素,本文系统研究了指令微调模型与仅使用上下文示例提示的基础模型之间的能力差异。通过对90个不同模型家族、规模和任务类型的广泛实验,我们发现指令微调模型的表现与对应基础模型的上下文学习能力显著相关。这表明,指令微调并未突破预训练数据所设定的能力边界,而是延续了基础模型的先验规律。该结果扩展了对上下文学习的理解:不仅适用于基础模型,也适用于指令微调模型,其可解决任务受限于预训练数据分布,指令微调数据仅起附加影响。
原文摘要 · Abstract (English)
Large Language Models (LLMs), trained on extensive web-scale corpora, have demonstrated remarkable abilities across diverse tasks, especially as they are scaled up. Nevertheless, even state-of-the-art models struggle in certain cases, sometimes failing at problems solvable by young children, indicating that traditional notions of task complexity are insufficient for explaining LLM capabilities. However, exploring LLM capabilities is complicated by the fact that most widely-used models are also "instruction-tuned" to respond appropriately to prompts. With the goal of disentangling the factors influencing LLM performance, we investigate whether instruction-tuned models possess fundamentally different capabilities from base models that are prompted using in-context examples. Through extensive experiments across various model families, scales and task types, which included instruction tuning 90 different LLMs, we demonstrate that the performance of instruction-tuned models is significantly correlated with the in-context performance of their base counterparts. By clarifying what instruction-tuning contributes, we extend prior research into in-context learning, which suggests that base models use priors from pretraining data to solve tasks. Specifically, we extend this understanding to instruction-tuned models, suggesting that their pretraining data similarly sets a limiting boundary on the tasks they can solve, with the added influence of the instruction-tuning dataset.
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