arXiv:2501.09021cs.CYcs.AI2025-01被引 10

为科研中使用生成式AI提供可操作的伦理指南

Navigating Ethical Challenges in Generative AI-Enhanced Research: The ETHICAL Framework for Responsible Generative AI Use

  • 提出ETHICAL七原则,指导科研人员负责任使用GenAI
  • 通过真实研究案例验证框架有效性,提升研究可信度
  • 适合关注AI伦理的科研人员与学术机构参考

生成式人工智能(GenAI)在科研中的快速应用带来效率提升的同时,也引发数据准确性、隐私保护、偏见和研究诚信等伦理问题。本文提出ETHICAL框架,基于多个真实研究场景中对GenAI工具的建构主义案例研究,包含七个核心原则:审查政策与指南、思考社会影响、理解技术机制、明确标注使用、批判性评估输出、访问安全版本、查阅用户协议。该框架填补了伦理认知与实际操作之间的空白,帮助研究人员在保障研究完整性的同时利用GenAI优势。研究对科研实践、机构政策制定及学术共同体具有重要启示,可作为学术环境中提升AI素养、推动负责任研究方法创新的基础。

原文摘要 · Abstract (English)

The rapid adoption of generative artificial intelligence (GenAI) in research presents both opportunities and ethical challenges that should be carefully navigated. Although GenAI tools can enhance research efficiency through automation of tasks such as literature review and data analysis, their use raises concerns about aspects such as data accuracy, privacy, bias, and research integrity. This paper develops the ETHICAL framework, which is a practical guide for responsible GenAI use in research. Employing a constructivist case study examining multiple GenAI tools in real research contexts, the framework consists of seven key principles: Examine policies and guidelines, Think about social impacts, Harness understanding of the technology, Indicate use, Critically engage with outputs, Access secure versions, and Look at user agreements. Applying these principles will enable researchers to uphold research integrity while leveraging GenAI benefits. The framework addresses a critical gap between awareness of ethical issues and practical action steps, providing researchers with concrete guidance for ethical GenAI integration. This work has implications for research practice, institutional policy development, and the broader academic community while adapting to an AI-enhanced research landscape. The ETHICAL framework can serve as a foundation for developing AI literacy in academic settings and promoting responsible innovation in research methodologies.

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