用极端值理论检测模型在弱势群体中的最坏情况歧视。
Fairness Testing through Extreme Value Theory
- 提出极端反事实歧视新标准,聚焦最不利群体的最差结果。
- 95%情况下生成样本足以推断极端分布,发现主流公平算法反而加剧最坏情况歧视。
- 新方法在90%场景中改善尾部公平性,且不损害平均公平性,适合政策制定者与伦理审查者。
数据驱动软件正日益成为自动化决策支持系统的关键组件。由于这类软件从历史数据中学习逻辑,可能编码或放大歧视性做法。以往关于算法公平性的研究主要关注平均情况下的公平性,而对谱系极端端的公平性——往往反映社会态度的长期深刻变化——关注不足。我们利用极端值理论(EVT)提出一种新的公平性准则:极端反事实歧视(ECD),该准则仅基于个体所属受保护群体身份,估算其在结果上可能遭受的最坏情况劣势。结合搜索式软件工程和生成式AI工具,我们设计了一种随机算法,在输入数据中相关样本不足时,仍能从机器学习结果分布的尾部采样出统计显著的点集。我们在四个模型(深度神经网络、逻辑回归、随机森林)上对10个社会相关任务进行了实验。首先评估生成式AI方法,发现其在95%的情况下能生成足够样本以推断有效的EVT分布。令人惊讶的是,现有主流偏差缓解方法虽降低平均偏差,却在5%情况下显著加剧最坏情况偏差。甚至尾部感知缓解算法MiniMax-Fairness也在30%情况下增加最坏情况偏差。为此,我们提出一种基于ECD的新缓解方法,在90%情况下改善尾部公平性,且未牺牲平均公平性。
原文摘要 · Abstract (English)
Data-driven software is increasingly being used as a critical component of automated decision-support systems. Since this class of software learns its logic from historical data, it can encode or amplify discriminatory practices. Previous research on algorithmic fairness has focused on improving average-case fairness. On the other hand, fairness at the extreme ends of the spectrum, which often signifies lasting and impactful shifts in societal attitudes, has received significantly less emphasis. Leveraging the statistics of extreme value theory (EVT), we propose a novel fairness criterion called extreme counterfactual discrimination (ECD). This criterion estimates the worst-case amounts of disadvantage in outcomes for individuals solely based on their memberships in a protected group. Utilizing tools from search-based software engineering and generative AI, we present a randomized algorithm that samples a statistically significant set of points from the tail of ML outcome distributions even if the input dataset lacks a sufficient number of relevant samples. We conducted several experiments on four ML models (deep neural networks, logistic regression, and random forests) over 10 socially relevant tasks from the literature on algorithmic fairness. First, we evaluate the generative AI methods and find that they generate sufficient samples to infer valid EVT distribution in 95% of cases. Remarkably, we found that the prevalent bias mitigators reduce the average-case discrimination but increase the worst-case discrimination significantly in 5% of cases. We also observed that even the tail-aware mitigation algorithm -- MiniMax-Fairness -- increased the worst-case discrimination in 30% of cases. We propose a novel ECD-based mitigator that improves fairness in the tail in 90% of cases with no degradation of the average-case discrimination.
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