arXiv:2501.12421cs.LGcs.AI2025-01被引 2

用迁移学习提升小样本癌症生存预测准确率

Tackling Small Sample Survival Analysis via Transfer Learning: A Study of Colorectal Cancer Prognosis

  • 为各类生存模型设计迁移学习方法,利用大规模数据预训练后微调
  • 小样本(仅728例)下模型性能最高提升至0.8297(Cox-CC达0.8111)
  • 适合医疗小数据场景,尤其对罕见病或少样本癌症研究有实用价值

生存预后在医学信息学中至关重要。临床实践中常面临小规模数据,特别是癌症患者数据不足,难以挖掘有效预测模式。本研究通过迁移学习解决小样本生存分析问题,利用从其他数据中预学习的知识增强目标分析。针对深度生存模型(DeepSurv、Cox-CC、DeepHit)采用预训练与微调;针对非参数模型随机生存森林(RSF),提出新模型转移生存森林(TSF),将源任务树结构迁移并用目标数据微调。在结直肠癌(CRC)预后上评估:源数据为27,379例SEER I期患者,目标数据为728例华西医院I期患者。迁移学习后,Cox-CC的$C^{td}$从0.7868升至0.8111,DeepHit从0.8085升至0.8135,DeepSurv从0.7722升至0.8043,RSF从0.7940升至0.8297(最优)。样本量低至50时改善更显著。结论:合理设计的迁移学习可有效提升癌症预后模型性能。代码已开源。

原文摘要 · Abstract (English)

Survival prognosis is crucial for medical informatics. Practitioners often confront small-sized clinical data, especially cancer patient cases, which can be insufficient to induce useful patterns for survival predictions. This study deals with small sample survival analysis by leveraging transfer learning, a useful machine learning technique that can enhance the target analysis with related knowledge pre-learned from other data. We propose and develop various transfer learning methods designed for common survival models. For parametric models such as DeepSurv, Cox-CC (Cox-based neural networks), and DeepHit (end-to-end deep learning model), we apply standard transfer learning techniques like pretraining and fine-tuning. For non-parametric models such as Random Survival Forest, we propose a new transfer survival forest (TSF) model that transfers tree structures from source tasks and fine-tunes them with target data. We evaluated the transfer learning methods on colorectal cancer (CRC) prognosis. The source data are 27,379 SEER CRC stage I patients, and the target data are 728 CRC stage I patients from the West China Hospital. When enhanced by transfer learning, Cox-CC's $C^{td}$ value was boosted from 0.7868 to 0.8111, DeepHit's from 0.8085 to 0.8135, DeepSurv's from 0.7722 to 0.8043, and RSF's from 0.7940 to 0.8297 (the highest performance). All models trained with data as small as 50 demonstrated even more significant improvement. Conclusions: Therefore, the current survival models used for cancer prognosis can be enhanced and improved by properly designed transfer learning techniques. The source code used in this study is available at https://github.com/YonghaoZhao722/TSF.

生存分析迁移学习癌症预测小样本

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