跨组织流程合规检查,保护隐私的同时发现沟通失误及成本。
Federated Conformance Checking
- 设计隐私保护的联邦方法,跨机构比对流程模型与日志
- 在模拟供应链中识别注入的沟通错误,并量化其影响成本
- 适合需要协作又不愿共享数据的组织做合规分析
流程挖掘中的合规检查旨在将实际执行的过程(来自事件日志)与参考流程模型(如佩特里网或BPMN)进行比较,以识别偏差、异常或不合规情况。在联邦(跨组织)场景下开展合规检查,可让组织获得整体流程执行的洞察,并发现跨组织边界的合规问题,促进协作方的流程改进。本文提出一种隐私感知的联邦合规检查方法,用于评估跨组织流程模型的整体正确性,识别沟通错误并量化其成本。我们设计并模拟了包含三个组织的供应链流程,分别涉及采购到付款、订单到收款和运输流程。为每个组织生成合成事件日志及完整流程日志,并应用该方法识别和评估预先注入的沟通错误及其成本。
原文摘要 · Abstract (English)
Conformance checking is a crucial aspect of process mining, where the main objective is to compare the actual execution of a process, as recorded in an event log, with a reference process model, e.g., in the form of a Petri net or a BPMN. Conformance checking enables identifying deviations, anomalies, or non-compliance instances. It offers different perspectives on problems in processes, bottlenecks, or process instances that are not compliant with the model. Performing conformance checking in federated (inter-organizational) settings allows organizations to gain insights into the overall process execution and to identify compliance issues across organizational boundaries, which facilitates process improvement efforts among collaborating entities. In this paper, we propose a privacy-aware federated conformance-checking approach that allows for evaluating the correctness of overall cross-organizational process models, identifying miscommunications, and quantifying their costs. For evaluation, we design and simulate a supply chain process with three organizations engaged in purchase-to-pay, order-to-cash, and shipment processes. We generate synthetic event logs for each organization as well as the complete process, and we apply our approach to identify and evaluate the cost of pre-injected miscommunications.
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