arXiv:2502.00003cs.CYcs.AI2025-02被引 1

研究如何用更少算力训练出更强模型,挑战现有法律监管框架

Defending Compute Thresholds Against Legal Loopholes

  • 提出四种降低训练算力但提升模型能力的技术
  • 证明这些技术可绕过按算力设限的监管机制
  • 适合政策制定者和AI安全研究人员参考

现有AI法律框架将训练算力阈值作为识别潜在危险模型的代理指标,并触发更高监管关注。美国《第14110号行政命令》第4.2(a)条要求,超过特定训练算力阈值的AI模型开发者需提交详尽报告;欧盟《人工智能法案》第51条则规定,超过算力阈值的模型被视为具有高影响力,存在系统性风险,开发者须接受能力评估、报告及事件监控等义务。本文研究若干可降低训练算力使用量同时保持甚至提升模型能力的增强技术。由于训练算力阈值依赖于训练算力作为衡量标准和监管触发条件,这些既能提升能力又节省算力的技术可能构成现有算力阈值监管机制的法律漏洞。本文重点分析四种代表性技术:微调、模型复用、模型扩展以及高于最优推理算力的推理配置,旨在深化对算力阈值作为法律机制影响的讨论,并提出应对相关法律漏洞的政策建议。

原文摘要 · Abstract (English)

Existing legal frameworks on AI rely on training compute thresholds as a proxy to identify potentially-dangerous AI models and trigger increased regulatory attention. In the United States, Section 4.2(a) of Executive Order 14110 instructs the Secretary of Commerce to require extensive reporting from developers of AI models above a certain training compute threshold. In the European Union, Article 51 of the AI Act establishes a presumption that AI models above a certain compute threshold have high impact capabilities and hence pose systemic risk, thus subjecting their developers to several obligations including capability evaluations, reporting, and incident monitoring. In this paper, we examine some enhancement techniques that are capable of decreasing training compute usage while preserving, or even increasing, model capabilities. Since training compute thresholds rely on training compute as a metric and trigger for increased regulatory attention, these capability-enhancing and compute-saving techniques could constitute a legal loophole to existing training compute thresholds. In particular, we concentrate on four illustrative techniques (fine-tuning, model reuse, model expansion, and above compute-optimal inference compute) with the goal of furthering the conversation about their implications on training compute thresholds as a legal mechanism and advancing policy recommendations that could address the relevant legal loopholes.

AI监管算力阈值法律漏洞模型优化

Thank you to arXiv for use of its open access interoperability. PaperDance 不是 arXiv 官方产品;中文卡片由大模型生成,请以原文为准。