arXiv:2502.00015cs.CYcs.AI2025-02被引 11

系统梳理大模型伦理问题与应对策略,揭示落地难题。

Ethical Concerns of Generative AI and Mitigation Strategies: A Systematic Mapping Study

  • 基于5大伦理维度分析39篇研究,分类归纳大模型伦理风险
  • 发现现有策略在医疗、政务等高风险领域落地困难
  • 指出当前框架僵化,难适应社会变迁与多元场景

生成式AI技术,尤其是大语言模型(LLMs),通过提升信息检索、内容生成和决策效率,已广泛应用于多个领域。然而,其部署也带来多重伦理挑战,且缓解策略复杂且依赖具体场景。本文开展系统映射研究,综述39篇讨论LLM伦理问题及缓解策略的文献,基于现有指南、框架及对缓解策略与实施难点的分析,提炼出五个伦理维度进行问题分类。研究发现,大模型伦理问题具有多维性和情境依赖性;尽管已有缓解策略覆盖部分风险,但实际应用仍面临显著障碍。尤其在医疗、公共治理等高风险领域,伦理问题常阻碍策略落地。现有框架普遍缺乏灵活性,难以适应不断变化的社会期待和多样化应用场景。

原文摘要 · Abstract (English)

[Context] Generative AI technologies, particularly Large Language Models (LLMs), have transformed numerous domains by enhancing convenience and efficiency in information retrieval, content generation, and decision-making processes. However, deploying LLMs also presents diverse ethical challenges, and their mitigation strategies remain complex and domain-dependent. [Objective] This paper aims to identify and categorize the key ethical concerns associated with using LLMs, examine existing mitigation strategies, and assess the outstanding challenges in implementing these strategies across various domains. [Method] We conducted a systematic mapping study, reviewing 39 studies that discuss ethical concerns and mitigation strategies related to LLMs. We analyzed these ethical concerns using five ethical dimensions that we extracted based on various existing guidelines, frameworks, and an analysis of the mitigation strategies and implementation challenges. [Results] Our findings reveal that ethical concerns in LLMs are multi-dimensional and context-dependent. While proposed mitigation strategies address some of these concerns, significant challenges still remain. [Conclusion] Our results highlight that ethical issues often hinder the practical implementation of the mitigation strategies, particularly in high-stake areas like healthcare and public governance; existing frameworks often lack adaptability, failing to accommodate evolving societal expectations and diverse contexts.

大模型伦理系统综述治理

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