arXiv:2502.00690cs.LGcs.AI2025-02ICML被引 14

分析会议投稿上限的公平性问题,揭示其对青年学者的不公平影响

Dissecting Submission Limit in Desk-Rejections: A Mathematical Analysis of Fairness in AI Conference Policies

  • 提出基于优化的公平性拒稿机制,区分个体与群体公平
  • 证明个体公平优化为NP难,群体公平可用线性规划高效求解
  • 案例显示新机制比CVPR 2025等现有方法更公平,适合政策制定者参考

随着人工智能研究的影响和数量持续增长,会议引入投稿限制以维持论文质量并减轻组织压力。本文探讨在投稿限制下桌面拒稿系统的公平性,揭示现有做法可能导致显著不公。具体而言,我们形式化定义了投稿限制问题,并识别出一个关键困境:当作者人数超过三人时,仅依据投稿过多拒稿将不可避免地影响无辜作者。这可能不公平地影响早期职业研究者,因其合作者的高投稿量会连累其稿件被拒,而资深研究者则几乎不受影响。为此,我们提出一种基于优化的公平性感知桌面拒稿机制,并形式化定义两个公平性度量:个体公平与群体公平。我们证明优化个体公平是NP难的,而群体公平可通过线性规划高效优化。通过案例研究,我们表明所提系统在公平性上优于现有方法,包括CVPR 2025采用的方法,为管理过度投稿提供更社会公正的解决方案。

原文摘要 · Abstract (English)

As AI research surges in both impact and volume, conferences have imposed submission limits to maintain paper quality and alleviate organizational pressure. In this work, we examine the fairness of desk-rejection systems under submission limits and reveal that existing practices can result in substantial inequities. Specifically, we formally define the paper submission limit problem and identify a critical dilemma: when the number of authors exceeds three, it becomes impossible to reject papers solely based on excessive submissions without negatively impacting innocent authors. Thus, this issue may unfairly affect early-career researchers, as their submissions may be penalized due to co-authors with significantly higher submission counts, while senior researchers with numerous papers face minimal consequences. To address this, we propose an optimization-based fairness-aware desk-rejection mechanism and formally define two fairness metrics: individual fairness and group fairness. We prove that optimizing individual fairness is NP-hard, whereas group fairness can be efficiently optimized via linear programming. Through case studies, we demonstrate that our proposed system ensures greater equity than existing methods, including those used in CVPR 2025, offering a more socially just approach to managing excessive submissions in AI conferences.

公平性会议政策投稿限制

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