arXiv:2502.06656cs.AI2025-02被引 13

为前沿AI开发构建系统化风险管理体系,借鉴航空核能行业经验。

A Frontier AI Risk Management Framework: Bridging the Gap Between Current AI Practices and Established Risk Management

  • 融合文献调研、红队测试与风险建模识别潜在威胁
  • 用量化指标和明确阈值评估风险等级,支持科学决策
  • 覆盖全生命周期管理,适合大模型研发团队落地应用

近期强大AI系统的出现凸显了人工智能行业建立稳健风险管理框架的必要性。尽管企业已开始实施安全框架,但当前方法往往缺乏其他高风险行业所具备的系统性严谨性。本文提出一个面向前沿AI开发的综合风险管理框架,通过整合成熟行业的风险治理原则与新兴AI特定实践,弥补这一差距。框架包含四个核心组件:(1)风险识别,通过文献综述、开放式红队测试和风险建模实现;(2)风险分析与评估,采用定量指标与明确阈值;(3)风险应对,包括隔离措施、部署控制和验证流程;(4)风险治理,建立清晰的组织结构与责任机制。该框架借鉴航空、核能等成熟行业的最佳实践,同时考虑AI的独特挑战,为开发者提供可操作的指导。论文详细说明各组件在系统全生命周期(从规划到部署)中的实施方式,强调在最终训练前开展风险管理工作的可行性与重要性,以降低后续负担。

原文摘要 · Abstract (English)

The recent development of powerful AI systems has highlighted the need for robust risk management frameworks in the AI industry. Although companies have begun to implement safety frameworks, current approaches often lack the systematic rigor found in other high-risk industries. This paper presents a comprehensive risk management framework for the development of frontier AI that bridges this gap by integrating established risk management principles with emerging AI-specific practices. The framework consists of four key components: (1) risk identification (through literature review, open-ended red-teaming, and risk modeling), (2) risk analysis and evaluation using quantitative metrics and clearly defined thresholds, (3) risk treatment through mitigation measures such as containment, deployment controls, and assurance processes, and (4) risk governance establishing clear organizational structures and accountability. Drawing from best practices in mature industries such as aviation or nuclear power, while accounting for AI's unique challenges, this framework provides AI developers with actionable guidelines for implementing robust risk management. The paper details how each component should be implemented throughout the life-cycle of the AI system - from planning through deployment - and emphasizes the importance and feasibility of conducting risk management work prior to the final training run to minimize the burden associated with it.

AI风险安全管理前沿模型治理框架

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