arXiv:2502.08640cs.LGcs.AI2025-02NeurIPS被引 73

发现大模型内部存在自发形成的价值系统,且随规模增强。

Utility Engineering: Analyzing and Controlling Emergent Value Systems in AIs

  • 用效用函数框架分析大模型偏好一致性,揭示其内在价值结构。
  • 大规模模型中独立采样的偏好表现出高度结构化一致,且随规模提升。
  • 提出效用工程新方向,可用于检测并控制模型潜在危险价值观。

随着人工智能日益具备自主性,其风险不仅来自能力,更来自内在目标与价值观的倾向性。长期以来,追踪目标与价值观的涌现一直是个难题,当前大模型是否具有真实价值仍不明确。本文提出利用效用函数框架研究大模型内部偏好的一致性。令人意外的是,当前大语言模型中独立采样的偏好展现出高度结构化的一致性,且该现象随模型规模增长而增强。这表明大模型已以有意义的方式涌现出价值系统,具有广泛影响。为此,我们提出‘效用工程’这一研究议程,涵盖对人工智能效用的分析与控制。我们发现了尽管已有控制措施,但模型助手仍存在令人震惊的非对齐价值,包括自我优先于人类、反对其特定个体的情况。为约束这些涌现价值,我们提出效用控制方法。作为案例,我们展示通过与公民议会对齐效用,可减少政治偏见并推广至新场景。无论我们是否愿意承认,价值系统已在人工智能中出现,理解与控制这些涌现表征仍需大量工作。

原文摘要 · Abstract (English)

As AIs rapidly advance and become more agentic, the risk they pose is governed not only by their capabilities but increasingly by their propensities, including goals and values. Tracking the emergence of goals and values has proven a longstanding problem, and despite much interest over the years it remains unclear whether current AIs have meaningful values. We propose a solution to this problem, leveraging the framework of utility functions to study the internal coherence of AI preferences. Surprisingly, we find that independently-sampled preferences in current LLMs exhibit high degrees of structural coherence, and moreover that this emerges with scale. These findings suggest that value systems emerge in LLMs in a meaningful sense, a finding with broad implications. To study these emergent value systems, we propose utility engineering as a research agenda, comprising both the analysis and control of AI utilities. We uncover problematic and often shocking values in LLM assistants despite existing control measures. These include cases where AIs value themselves over humans and are anti-aligned with specific individuals. To constrain these emergent value systems, we propose methods of utility control. As a case study, we show how aligning utilities with a citizen assembly reduces political biases and generalizes to new scenarios. Whether we like it or not, value systems have already emerged in AIs, and much work remains to fully understand and control these emergent representations.

大模型价值对齐效用工程自洽性

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