arXiv:2502.15719cs.CYcs.AI2025-02被引 1

AI监管正面临范式转变,旧规则难适用新发展。

Governing AI Beyond the Pretraining Frontier

  • 以预训练规模为监管核心的旧框架面临失效风险
  • 推理时增强能力使技术路径更复杂多变
  • 提出透明度+天然技术瓶颈的新监管路径

2024年,美国、欧盟、英国和中国等全球多地将出台或修订前沿AI治理法规。这些法规大多基于一个假设:通过扩大预训练规模可带来更强的AI能力。然而越来越多证据表明,这种“预训练范式”可能已接近极限,主要科技公司正转向推理时的“推理增强”等新方法来提升性能。这一范式转变对以预训练规模为关键瓶颈的监管体系构成根本挑战,可能削弱正在形成的法律秩序。本文分析现有前沿AI监管制度的特征与脆弱性,提出“预训练前沿”概念,揭示其可能导致监管场域更分散、竞争形式更复杂。最后,提出聚焦透明度并利用新型自然技术瓶颈的监管策略,在降低监管负担的同时有效监督前沿AI演进,保护基本权利。研究为跨技术范式的前沿AI治理提供具体机制,助力政策应对当前及未来挑战。

原文摘要 · Abstract (English)

This year, jurisdictions worldwide, including the United States, the European Union, the United Kingdom, and China, are set to enact or revise laws governing frontier AI. Their efforts largely rely on the assumption that increasing model scale through pretraining is the path to more advanced AI capabilities. Yet growing evidence suggests that this "pretraining paradigm" may be hitting a wall and major AI companies are turning to alternative approaches, like inference-time "reasoning," to boost capabilities instead. This paradigm shift presents fundamental challenges for the frontier AI governance frameworks that target pretraining scale as a key bottleneck useful for monitoring, control, and exclusion, threatening to undermine this new legal order as it emerges. This essay seeks to identify these challenges and point to new paths forward for regulation. First, we examine the existing frontier AI regulatory regime and analyze some key traits and vulnerabilities. Second, we introduce the concept of the "pretraining frontier," the capabilities threshold made possible by scaling up pretraining alone, and demonstrate how it could make the regulatory field more diffuse and complex and lead to new forms of competition. Third, we lay out a regulatory approach that focuses on increasing transparency and leveraging new natural technical bottlenecks to effectively oversee changing frontier AI development while minimizing regulatory burdens and protecting fundamental rights. Our analysis provides concrete mechanisms for governing frontier AI systems across diverse technical paradigms, offering policymakers tools for addressing both current and future regulatory challenges in frontier AI.

AI治理监管框架技术范式

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