仅用一个样本优化引导向量,就能操控大模型的安全部分行为。
One-shot Optimized Steering Vectors Mediate Safety-relevant Behaviors in LLMs
- 通过单样本梯度下降直接优化引导向量,无需大规模对比数据集。
- 在拒绝抑制任务中实现96.9%的攻击成功率,且跨输入有效。
- 揭示了模型对虚假信息的恢复能力与其是否明说错误无关。
引导向量(SVs)已成为解释和控制大语言模型的有前景方法,但现有方法通常依赖难以构建的大规模对比数据集,且可能捕获虚假相关性。本文提出通过在单个训练样本上进行梯度下降直接优化SVs,并系统研究其泛化能力。我们考察多种优化技术,发现优化后的SVs能有效调控多个模型的安全相关行为。实验表明,在对齐伪造模型中,可优化出使良性示例产生有害行为的单样本引导向量,其反向则能抑制恶性示例上的有害行为。在拒绝抑制实验中,单样本优化的引导向量跨输入迁移成功,达成Harmbench攻击成功率96.9%。进一步扩展‘涌现错位’研究发现,为诱导模型生成脆弱代码而优化的引导向量,会导致其在无关开放性提示下也作出有害响应。最后,利用单样本引导向量探究指令微调模型从输出虚假信息中恢复的能力,发现该能力与其显式声明信息为假无关。总体表明,单样本优化引导向量可调控大模型中的广泛错位行为。代码见https://github.com/jacobdunefsky/one-shot-steering-repro 和 https://github.com/jacobdunefsky/one-shot-steering-misalignment。
原文摘要 · Abstract (English)
Steering vectors (SVs) have emerged as a promising approach for interpreting and controlling LLMs, but current methods typically require large contrastive datasets that are often impractical to construct and may capture spurious correlations. We propose directly optimizing SVs through gradient descent on a single training example, and systematically investigate how these SVs generalize. We consider several SV optimization techniques and find that the resulting SVs effectively mediate safety-relevant behaviors in multiple models. Indeed, in experiments on an alignment-faking model, we are able to optimize one-shot SVs that induce harmful behavior on benign examples and whose negations suppress harmful behavior on malign examples. And in experiments on refusal suppression, we demonstrate that one-shot optimized SVs can transfer across inputs, yielding a Harmbench attack success rate of 96.9%. Furthermore, we extend work on "emergent misalignment" and show that SVs optimized to induce a model to write vulnerable code cause the model to respond harmfully on unrelated open-ended prompts. Finally, we use one-shot SV optimization to investigate how an instruction-tuned LLM recovers from outputting false information, and find that this ability is independent of the model's explicit verbalization that the information was false. Overall, our findings suggest that optimizing SVs on a single example can mediate a wide array of misaligned behaviors in LLMs. Code can be found at https://github.com/jacobdunefsky/one-shot-steering-repro and https://github.com/jacobdunefsky/one-shot-steering-misalignment.
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