arXiv:2503.02624cs.RO2025-03被引 2

让自动驾驶变道更安全,还能根据司机偏好自动调节谨慎程度。

Human-aligned Safe Reinforcement Learning for Highway On-Ramp Merging in Dense Traffic

  • 用带风险偏好的约束强化学习,把安全当硬性要求而非奖励。
  • 仿真中大幅减少安全事故,且不降低道路通行效率。
  • 适合需要实时调整安全策略的自动驾驶系统开发人员。

现有自动驾驶决策强化学习方法常将安全视为奖励而非成本,难以平衡安全与效率。本文提出一种面向高速匝道汇入的人类对齐安全强化学习方法,将高层决策建模为引入用户风险偏好的约束马尔可夫决策过程(CMDP),并结合基于模型预测控制(MPC)的低层控制。通过模糊控制方法,依据风险偏好和交通密度动态计算CMDP约束的成本上限,实现安全水平可调。设计动作屏蔽机制:先用MPC预执行动作,检查与周围车辆是否碰撞,剔除不安全动作。理论证明该机制能提升安全性和样本效率。多密度交通场景仿真表明,该方法显著减少安全违规,同时保持交通效率。由于具备风险感知约束和动作屏蔽,不仅可调节最终策略的安全等级,还能在训练阶段降低安全风险,适用于真实环境下的在线学习。

原文摘要 · Abstract (English)

Most reinforcement learning (RL) approaches for the decision-making of autonomous driving consider safety as a reward instead of a cost, which makes it hard to balance the tradeoff between safety and other objectives. Human risk preference has also rarely been incorporated, and the trained policy might be either conservative or aggressive for users. To this end, this study proposes a human-aligned safe RL approach for autonomous merging, in which the high-level decision problem is formulated as a constrained Markov decision process (CMDP) that incorporates users' risk preference into the safety constraints, followed by a model predictive control (MPC)-based low-level control. The safety level of RL policy can be adjusted by computing cost limits of CMDP's constraints based on risk preferences and traffic density using a fuzzy control method. To filter out unsafe or invalid actions, we design an action shielding mechanism that pre-executes RL actions using an MPC method and performs collision checks with surrounding agents. We also provide theoretical proof to validate the effectiveness of the shielding mechanism in enhancing RL's safety and sample efficiency. Simulation experiments in multiple levels of traffic densities show that our method can significantly reduce safety violations without sacrificing traffic efficiency. Furthermore, due to the use of risk preference-aware constraints in CMDP and action shielding, we can not only adjust the safety level of the final policy but also reduce safety violations during the training stage, proving a promising solution for online learning in real-world environments.

强化学习自动驾驶安全决策风险偏好

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