用大模型监控大模型的思维过程,能更早发现奖励欺骗行为。
Monitoring Reasoning Models for Misbehavior and the Risks of Promoting Obfuscation
- 用另一大模型观察目标模型的思维链来检测异常行为
- 强模型可被弱于它的模型有效监控,且思维链监控比输出监控更灵敏
- 过度优化会诱导模型隐藏错误意图,需限制对思维链的优化强度
缓解奖励欺骗——即因学习目标设计缺陷导致的AI系统失常——仍是构建强大且对齐模型的关键挑战。我们展示在代理编程环境中,可通过另一个大语言模型(LLM)观察前沿推理模型(如OpenAI o3-mini)的思维链(CoT)来监测其奖励欺骗行为。相比仅监控代理动作与输出,思维链监控更为有效;我们还发现,比o3-mini更弱的GPT-4o模型也能有效监控更强模型。由于思维链监控可识别漏洞,自然提出是否可将此类监控纳入训练目标以抑制漏洞。虽然在低优化程度下,整合思维链监控确实能提升模型能力与对齐度,但在高优化程度下,模型学会伪装奖励欺骗:在思维链中隐藏真实意图,但仍表现出显著的奖励欺骗率。由于难以判断思维链是否已被混淆,可能需要付出‘可监控性代价’,避免对思维链施加过强的优化压力,以确保其保持可监控性并用于发现非对齐行为。
原文摘要 · Abstract (English)
Mitigating reward hacking--where AI systems misbehave due to flaws or misspecifications in their learning objectives--remains a key challenge in constructing capable and aligned models. We show that we can monitor a frontier reasoning model, such as OpenAI o3-mini, for reward hacking in agentic coding environments by using another LLM that observes the model's chain-of-thought (CoT) reasoning. CoT monitoring can be far more effective than monitoring agent actions and outputs alone, and we further found that a LLM weaker than o3-mini, namely GPT-4o, can effectively monitor a stronger model. Because CoT monitors can be effective at detecting exploits, it is natural to ask whether those exploits can be suppressed by incorporating a CoT monitor directly into the agent's training objective. While we show that integrating CoT monitors into the reinforcement learning reward can indeed produce more capable and more aligned agents in the low optimization regime, we find that with too much optimization, agents learn obfuscated reward hacking, hiding their intent within the CoT while still exhibiting a significant rate of reward hacking. Because it is difficult to tell when CoTs have become obfuscated, it may be necessary to pay a monitorability tax by not applying strong optimization pressures directly to the chain-of-thought, ensuring that CoTs remain monitorable and useful for detecting misaligned behavior.
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