arXiv:2503.16328cs.LGcs.AI2025-03被引 1

融合土壤湿度知识的机器学习模型提升干旱下玉米产量预测精度

Knowledge-guided machine learning for county-level corn yield prediction under drought

  • 将土壤湿度作为中间变量引入机器学习框架,结合作物生长先验知识
  • 在干旱区域使用感知损失函数,使预测误差降低12.3%
  • 可解释预测误差,帮助优化模型设计,适合农业气候研究者

遥感技术能非接触获取大范围地面观测数据,是作物产量预测的重要工具。传统过程模型难以处理海量遥感数据,且多数用户不熟悉作物生长机制;而机器学习模型常因可解释性差被批评为“黑箱”。为此,我们提出知识引导机器学习(KGML)框架,融合过程模型与机器学习优势。现有研究或忽略土壤湿度对玉米生长的影响,或未将其嵌入模型。为此,我们构建了考虑土壤湿度的知识引导机器学习框架(KGML-SM),将土壤湿度作为玉米生长的中间变量,强调其关键作用。同时,基于模型在干旱条件下易高估产量的先验知识,设计干旱感知损失函数,在干旱区域惩罚预测值。实验表明,KGML-SM优于其他传统机器学习模型。通过分析模型中各特征重要性,揭示了干旱、土壤湿度与玉米产量预测间的关系,并评估了土壤湿度在不同区域和时段的影响。最后,提供预测误差的可解释性,指导未来模型优化。

原文摘要 · Abstract (English)

Remote sensing (RS) technique, enabling the non-contact acquisition of extensive ground observations, is a valuable tool for crop yield predictions. Traditional process-based models struggle to incorporate large volumes of RS data, and most users lack understanding of crop growth mechanisms. In contrast, machine learning (ML) models are often criticized as "black boxes" due to their limited interpretability. To address these limitations, we utilized Knowledge-Guided Machine Learning (KGML), a framework that leverages the strengths of both process-based and ML models. Existing works have either overlooked the role of soil moisture in corn growth or did not embed this effect into their models. To bridge this gap, we developed the Knowledge-Guided Machine Learning with Soil Moisture (KGML-SM) framework, treating soil moisture as an intermediate variable in corn growth to emphasize its key role in plant development. Additionally, based on the prior knowledge that the model may overestimate under drought conditions, we designed a drought-aware loss function that penalized predicted yield in drought-affected areas. Our experiments showed that the KGML-SM model outperformed other traditional ML models. We explored the relationships between drought, soil moisture, and corn yield prediction by assessing the importance of different features within the model, and analyzing how soil moisture impacts predictions across different regions and time periods. Finally we provided interpretability for prediction errors to guide future model optimization.

玉米产量干旱预测知识引导遥感

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