OpenAI分享外部红队测试经验,助力AI风险评估与安全增强。
OpenAI's Approach to External Red Teaming for AI Models and Systems
- 设计红队组成、权限与指导方案,确保测试有效性。
- 发现新风险,改进安全指标,支持自动化评估。
- 适合开发者、评估者与政策制定者参考实践。
红队测试已成为评估人工智能模型与系统潜在风险的关键实践,有助于发现新型风险、检验现有缓解措施的漏洞、丰富量化安全指标、推动新安全度量方法的建立,并提升公众对AI风险评估的信任与合法性。本文介绍了OpenAI迄今在外部红队测试方面的进展,并从中提炼出若干普遍结论。文章阐述了外部红队测试的设计考量,包括红队成员构成选择、访问权限设定以及开展测试所需指导的提供。同时展示了红队测试可实现的成果,如为风险评估提供输入、支持自动化评价体系。此外,本文也指出外部红队测试的局限性及其在更广泛AI模型与系统评估体系中的定位。我们希望通过这些贡献,帮助AI开发者、部署方、评估设计者及政策制定者更有效地设计红队测试活动,并深入理解外部红队如何融入模型部署与评估流程。随着红队生态成熟和模型自身能力提升,不同方法的价值也在持续演化。
原文摘要 · Abstract (English)
Red teaming has emerged as a critical practice in assessing the possible risks of AI models and systems. It aids in the discovery of novel risks, stress testing possible gaps in existing mitigations, enriching existing quantitative safety metrics, facilitating the creation of new safety measurements, and enhancing public trust and the legitimacy of AI risk assessments. This white paper describes OpenAI's work to date in external red teaming and draws some more general conclusions from this work. We describe the design considerations underpinning external red teaming, which include: selecting composition of red team, deciding on access levels, and providing guidance required to conduct red teaming. Additionally, we show outcomes red teaming can enable such as input into risk assessment and automated evaluations. We also describe the limitations of external red teaming, and how it can fit into a broader range of AI model and system evaluations. Through these contributions, we hope that AI developers and deployers, evaluation creators, and policymakers will be able to better design red teaming campaigns and get a deeper look into how external red teaming can fit into model deployment and evaluation processes. These methods are evolving and the value of different methods continues to shift as the ecosystem around red teaming matures and models themselves improve as tools for red teaming.
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