arXiv:2503.22712cs.SDcs.LG2025-03被引 3

通过自适应置信集实现情绪识别的可靠覆盖率保障

Coverage-Guaranteed Speech Emotion Recognition via Calibrated Uncertainty-Adaptive Prediction Sets

  • 基于校准集构建二值损失,动态调整预测集大小
  • 在多个数据集上实现不低于1-α的覆盖率,误差可控
  • 适合高安全要求场景,如驾驶情绪预警系统

路怒常由情绪压抑和突然爆发引发,严重威胁道路安全,导致碰撞与攻击性行为。语音情绪识别技术可通过早期识别负面情绪并及时预警来缓解风险。然而,现有方法如隐马尔可夫模型和长短期记忆网络主要处理一维信号,易过拟合且缺乏校准,限制了其在安全关键任务中的有效性。本文提出一种新型风险可控预测框架,提供严格的统计精度保证。该方法利用校准集定义二值损失函数,判断真实标签是否包含在预测集中。通过数据驱动的阈值β,优化联合损失函数,使期望测试损失控制在用户指定的风险水平α以内。在六种基线模型和两个基准数据集上的评估表明,该框架始终实现不低于1−α的最小覆盖率,即使在不同校准-测试划分比例(如0.1)下也表现稳健。通过在局部可交换性假设下的小批量在线校准扩展,进一步验证了框架的鲁棒性与泛化能力。我们构建非负测试鞅,在动态、非交换环境中仍保持预测有效性。跨数据集测试确认该方法可在真实、演化的数据场景中维持可靠的统计保证。

原文摘要 · Abstract (English)

Road rage, often triggered by emotional suppression and sudden outbursts, significantly threatens road safety by causing collisions and aggressive behavior. Speech emotion recognition technologies can mitigate this risk by identifying negative emotions early and issuing timely alerts. However, current SER methods, such as those based on hidden markov models and Long short-term memory networks, primarily handle one-dimensional signals, frequently experience overfitting, and lack calibration, limiting their safety-critical effectiveness. We propose a novel risk-controlled prediction framework providing statistically rigorous guarantees on prediction accuracy. This approach employs a calibration set to define a binary loss function indicating whether the true label is included in the prediction set. Using a data-driven threshold $β$, we optimize a joint loss function to maintain an expected test loss bounded by a user-specified risk level $α$. Evaluations across six baseline models and two benchmark datasets demonstrate our framework consistently achieves a minimum coverage of $1 - α$, effectively controlling marginal error rates despite varying calibration-test split ratios (e.g., 0.1). The robustness and generalizability of the framework are further validated through an extension to small-batch online calibration under a local exchangeability assumption. We construct a non-negative test martingale to maintain prediction validity even in dynamic and non-exchangeable environments. Cross-dataset tests confirm our method's ability to uphold reliable statistical guarantees in realistic, evolving data scenarios.

情绪识别风险控制置信集语音分析

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