为美军AI系统提供可信保障框架,平衡快速部署与风险控制。
A Framework for the Assurance of AI-Enabled Systems
- 基于声明的框架,通过可验证承诺管理AI风险
- 支持全生命周期保障,确保系统达使命目标且无不可接受风险
- 适合军事AI项目管理者与合规审查人员参考
美国国防部(DOD)致力于加速各类国防应用场景中AI能力的开发与部署,以维持战略优势。然而,许多使AI强大的特性——如学习能力、大规模数据处理和问题求解能力——也带来了新的技术、安全与伦理挑战,可能因开发、测试、保障流程及需求的不确定性而阻碍采纳。通过保障实现可信是发挥AI预期价值的关键。本文提出一种基于声明的AI系统风险管理和保障框架,兼顾快速部署、成功采纳与严格评估的矛盾需求。该框架支持所有采办路径的项目,为人工智能赋能系统(AIES)在整个生命周期内满足既定任务目标且不引入不可接受风险提供充分信心。主要贡献包括:一套AI保障流程框架、一组用于推动有效对话的相关定义,以及对AI保障关键考量的讨论。该框架旨在为DOD提供一个稳健且高效的机制,以迅速投入有效AI能力,同时不忽视关键风险或削弱利益相关方信任。
原文摘要 · Abstract (English)
The United States Department of Defense (DOD) looks to accelerate the development and deployment of AI capabilities across a wide spectrum of defense applications to maintain strategic advantages. However, many common features of AI algorithms that make them powerful, such as capacity for learning, large-scale data ingestion, and problem-solving, raise new technical, security, and ethical challenges. These challenges may hinder adoption due to uncertainty in development, testing, assurance, processes, and requirements. Trustworthiness through assurance is essential to achieve the expected value from AI. This paper proposes a claims-based framework for risk management and assurance of AI systems that addresses the competing needs for faster deployment, successful adoption, and rigorous evaluation. This framework supports programs across all acquisition pathways provide grounds for sufficient confidence that an AI-enabled system (AIES) meets its intended mission goals without introducing unacceptable risks throughout its lifecycle. The paper's contributions are a framework process for AI assurance, a set of relevant definitions to enable constructive conversations on the topic of AI assurance, and a discussion of important considerations in AI assurance. The framework aims to provide the DOD a robust yet efficient mechanism for swiftly fielding effective AI capabilities without overlooking critical risks or undermining stakeholder trust.
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