arXiv:2505.02171cs.CLcs.AI2025-05被引 14

提出无领域依赖的文本分块评估方法,提升RAG系统准确性

A New HOPE: Domain-agnostic Automatic Evaluation of Text Chunking

  • 从内在、外在和文档一致性三方面定义分块特征
  • 实验证明语义独立性可使事实正确率提升56.2%
  • 适合优化RAG系统分块策略的研究者使用

文档分块从根本上影响检索增强生成(RAG)效果,决定了源材料在索引前的分割方式。尽管已有证据表明大语言模型对检索数据的布局和结构敏感,但目前尚无框架用于分析不同分块方法的影响。本文提出一种新方法,从三个层面定义分块过程的关键特性:内在段落属性、外在段落属性及段落-文档一致性。我们构建了无领域依赖的自动评估指标HOPE(Holistic Passage Evaluation),量化并聚合这些特性。在七个领域的实证评估中,HOPE与多种RAG性能指标显著相关(p > 0.13),揭示了外在与内在属性的重要性差异。段落间语义独立性对系统性能至关重要,可带来最高达56.2%的事实正确率提升和21.1%的答案正确率提升;而传统强调段落内概念统一的假设影响微弱。研究结果为优化分块策略提供了可操作洞见,有助于提升RAG系统的事实准确性。

原文摘要 · Abstract (English)

Document chunking fundamentally impacts Retrieval-Augmented Generation (RAG) by determining how source materials are segmented before indexing. Despite evidence that Large Language Models (LLMs) are sensitive to the layout and structure of retrieved data, there is currently no framework to analyze the impact of different chunking methods. In this paper, we introduce a novel methodology that defines essential characteristics of the chunking process at three levels: intrinsic passage properties, extrinsic passage properties, and passages-document coherence. We propose HOPE (Holistic Passage Evaluation), a domain-agnostic, automatic evaluation metric that quantifies and aggregates these characteristics. Our empirical evaluations across seven domains demonstrate that the HOPE metric correlates significantly (p > 0.13) with various RAG performance indicators, revealing contrasts between the importance of extrinsic and intrinsic properties of passages. Semantic independence between passages proves essential for system performance with a performance gain of up to 56.2% in factual correctness and 21.1% in answer correctness. On the contrary, traditional assumptions about maintaining concept unity within passages show minimal impact. These findings provide actionable insights for optimizing chunking strategies, thus improving RAG system design to produce more factually correct responses.

RAG文本分块评估指标

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