arXiv:2505.06107cs.DLcs.CL2025-05中稿 · appear @ ICWSM 202…被引 2

用姓名推断学者国籍,解决移民研究中的数据缺失问题。

Differentiating Emigration from Return Migration of Scholars Using Name-Based Nationality Detection Models

  • 基于姓名字符构建机器学习模型,推断学者国籍
  • 美国48%的移民实为回流,远高于传统方法估算的33%
  • 适合研究跨国学术流动或数字痕迹分析的学者

由于隐私顾虑,网络和数字轨迹数据通常不包含个人国籍信息,导致迁移研究中存在左删失问题。本文提出仅使用全名即可推断国籍的方法,利用维基百科收集的260万组姓名-国籍对,构建三层次国籍分类体系作为训练数据。采用字符级机器学习模型,在最粗粒度分类上达到84%加权F1,最细粒度达67%。在对Scopus中800万以上学者姓名的实证研究中发现,以首次发表国作为国籍代理会低估回流规模,尤其在美国、澳大利亚和加拿大等学术多元国家。例如,近期从美国迁至中国且频繁变更隶属关系的学者中,79%拥有中文姓名,而仅41%具有中国学术背景。该方法可有效缓解数字数据中的左删失问题,适用于其他基于数字痕迹的迁移研究。

原文摘要 · Abstract (English)

Most web and digital trace data do not include information about an individual's nationality due to privacy concerns. The lack of data on nationality can create challenges for migration research. It can lead to a left-censoring issue since we are uncertain about the migrant's country of origin. Once we observe an emigration event, if we know the nationality, we can differentiate it from return migration. We propose methods to detect the nationality with the least available data, i.e., full names. We use the detected nationality in comparison with the country of academic origin, which is a common approach in studying the migration of researchers. We gathered 2.6 million unique name-nationality pairs from Wikipedia and categorized them into families of nationalities with three granularity levels to use as our training data. Using a character-based machine learning model, we achieved a weighted F1 score of 84% for the broadest and 67% for the most granular, country-level categorization. In our empirical study, we used the trained and tested model to assign nationality to 8+ million scholars' full names in Scopus data. Our results show that using the country of first publication as a proxy for nationality underestimates the size of return flows, especially for countries with a more diverse academic workforce, such as the USA, Australia, and Canada. We found that around 48% of emigration from the USA was return migration once we used the country of name origin, in contrast to 33% based on academic origin. In the most recent period, 79% of scholars whose affiliation has consistently changed from the USA to China, and are considered emigrants, have Chinese names in contrast to 41% with a Chinese academic origin. Our proposed methods for addressing left-censoring issues are beneficial for other research that uses digital trace data to study migration.

学术迁移姓名识别数据补全数字痕迹

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