arXiv:2505.08237cs.CRcs.LG2025-05被引 3

提出混合方法保护智能电表数据隐私,满足加州监管要求。

Privacy-Preserving Analytics for Smart Meter (AMI) Data: A Hybrid Approach to Comply with CPUC Privacy Regulations

  • 融合差分隐私与联邦学习等技术,实现隐私保护下的数据分析。
  • 支持预测、个性化分析等应用,同时严格保护用户隐私。
  • 适合电力公司数据科学家用于合规性设计与隐私保护实践。

智能电表(AMI)数据可为公用事业公司和用户提供宝贵洞察,但也引发重大隐私担忧。在加州,监管决策(CPUC D.11-07-056 和 D.11-08-045)依据公平信息实践原则(FIPPs),强制要求对客户用电数据实施严格隐私保护。本文全面探讨来自数据匿名化、隐私保护机器学习(差分隐私、联邦学习)、合成数据生成及密码学技术(安全多方计算、同态加密)的解决方案,使机器学习模型、统计与计量经济分析等高级分析可在不泄露个人隐私的前提下进行。我们评估各项技术的理论基础、有效性及权衡,并提出一个集成架构,以满足实际需求。该混合架构确保符合加州隐私法规和FIPPs,同时支持从预测、个性化洞察到学术研究和计量经济学的应用,严格保护个体隐私。文中提供数学定义与推导,严谨证明隐私保障与效用影响。包含技术对比、架构图与流程图,展示各技术协同机制。最终成果为电力数据科学家和工程师提供可落地的隐私就绪(privacy-by-design)方案,推动数据驱动创新与监管合规并行。

原文摘要 · Abstract (English)

Advanced Metering Infrastructure (AMI) data from smart electric and gas meters enables valuable insights for utilities and consumers, but also raises significant privacy concerns. In California, regulatory decisions (CPUC D.11-07-056 and D.11-08-045) mandate strict privacy protections for customer energy usage data, guided by the Fair Information Practice Principles (FIPPs). We comprehensively explore solutions drawn from data anonymization, privacy-preserving machine learning (differential privacy and federated learning), synthetic data generation, and cryptographic techniques (secure multiparty computation, homomorphic encryption). This allows advanced analytics, including machine learning models, statistical and econometric analysis on energy consumption data, to be performed without compromising individual privacy. We evaluate each technique's theoretical foundations, effectiveness, and trade-offs in the context of utility data analytics, and we propose an integrated architecture that combines these methods to meet real-world needs. The proposed hybrid architecture is designed to ensure compliance with California's privacy rules and FIPPs while enabling useful analytics, from forecasting and personalized insights to academic research and econometrics, while strictly protecting individual privacy. Mathematical definitions and derivations are provided where appropriate to demonstrate privacy guarantees and utility implications rigorously. We include comparative evaluations of the techniques, an architecture diagram, and flowcharts to illustrate how they work together in practice. The result is a blueprint for utility data scientists and engineers to implement privacy-by-design in AMI data handling, supporting both data-driven innovation and strict regulatory compliance.

隐私保护智能电网差分隐私联邦学习

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