arXiv:2505.10603cs.CYcs.AI2025-05被引 7

对比开源与闭源大模型,提出可信生成式AI的三大支柱框架

Toward a Public and Secure Generative AI: A Comparative Analysis of Open and Closed LLMs

  • 通过文献综述与对比分析,系统比较开闭源模型特性
  • 开源模型更透明可审计,闭源模型易用但难监督
  • 适合政策制定者、技术伦理研究者及开源社区参考

生成式人工智能(Gen AI)在社会多个领域具有深远影响,但其部署带来诸多风险与挑战。目前缺乏跨学科、系统性的研究来全面比较开源与专有(闭源)生成式AI系统的优劣。本研究旨在:(i)批判性评估并比较开闭源生成式模型的特征、机遇与挑战;(ii)提出构建开放、公共、安全生成式AI框架的基础要素。研究采用文献回顾、批判性分析与比较分析相结合的方法。提出的框架以开放性、公共治理与安全性为三大支柱,塑造可信赖且包容的未来生成式AI。研究发现,开源模型具备更高透明度、可审计性与灵活性,支持独立审查与偏见缓解;而闭源系统虽提供更好技术支持与实施便利,却导致访问不平等、问责缺失与伦理监督不足。研究还强调多利益相关方治理、环境可持续性及监管框架对负责任发展的重要性。

原文摘要 · Abstract (English)

Generative artificial intelligence (Gen AI) systems represent a critical technology with far-reaching implications across multiple domains of society. However, their deployment entails a range of risks and challenges that require careful evaluation. To date, there has been a lack of comprehensive, interdisciplinary studies offering a systematic comparison between open-source and proprietary (closed) generative AI systems, particularly regarding their respective advantages and drawbacks. This study aims to: i) critically evaluate and compare the characteristics, opportunities, and challenges of open and closed generative AI models; and ii) propose foundational elements for the development of an Open, Public, and Safe Gen AI framework. As a methodology, we adopted a combined approach that integrates three methods: literature review, critical analysis, and comparative analysis. The proposed framework outlines key dimensions, openness, public governance, and security, as essential pillars for shaping the future of trustworthy and inclusive Gen AI. Our findings reveal that open models offer greater transparency, auditability, and flexibility, enabling independent scrutiny and bias mitigation. In contrast, closed systems often provide better technical support and ease of implementation, but at the cost of unequal access, accountability, and ethical oversight. The research also highlights the importance of multi-stakeholder governance, environmental sustainability, and regulatory frameworks in ensuring responsible development.

生成式AI开源模型伦理治理框架设计

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