arXiv:2505.11111cs.LGcs.AI2025-05被引 2

用可解释方法识别并修正数据中的不公平实例

FairSHAP: Preprocessing for Fairness Through Attribution-Based Data Augmentation

  • 基于谢林值分析特征重要性,定位不公平关键样本
  • 通过敏感群体间实例匹配,降低个体公平性风险
  • 无需模型修改,适合高风险场景的公平性增强

确保机器学习模型的公平性至关重要,尤其在可能引发严重社会后果的高风险领域。现有预处理方法通常缺乏透明机制来识别导致不公平的特征或实例,使得数据修改逻辑不清晰。本文提出FairSHAP,一种新型预处理框架,利用谢林值(Shapley value)归因技术提升个体与群体公平性。FairSHAP通过可解释的特征重要性度量识别训练数据中对公平性有影响的关键实例,并在敏感群体间进行实例级匹配以系统性地修改这些样本。该过程有效降低了判别风险(discriminative risk,个体公平性指标),同时保持数据完整性和模型准确率。我们在多种表格数据集上验证了FairSHAP显著提升了性别和种族等维度的均等机会与人口平衡,仅需极少的数据扰动即实现公平性提升,部分情况下还改善了预测性能。作为模型无关且透明的方法,FairSHAP可无缝集成至现有机器学习流程,并提供偏见来源的可操作洞察。代码已开源:https://github.com/ZhuMuMu0216/FairSHAP。

原文摘要 · Abstract (English)

Ensuring fairness in machine learning models is critical, particularly in high-stakes domains where biased decisions can lead to serious societal consequences. Existing preprocessing approaches generally lack transparent mechanisms for identifying which features or instances are responsible for unfairness. This obscures the rationale behind data modifications. We introduce FairSHAP, a novel pre-processing framework that leverages Shapley value attribution to improve both individual and group fairness. FairSHAP identifies fairness-critical instances in the training data using an interpretable measure of feature importance, and systematically modifies them through instance-level matching across sensitive groups. This process reduces discriminative risk - an individual fairness metric - while preserving data integrity and model accuracy. We demonstrate that FairSHAP significantly improves demographic parity and equality of opportunity across diverse tabular datasets, achieving fairness gains with minimal data perturbation and, in some cases, improved predictive performance. As a model-agnostic and transparent method, FairSHAP integrates seamlessly into existing machine learning pipelines and provides actionable insights into the sources of bias.Our code is on https://github.com/ZhuMuMu0216/FairSHAP.

公平性可解释性数据增强预处理

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