arXiv:2505.11621cs.LGcs.AI2025-05

揭示样本量如何让经典模型也实现近乎完美泛化。

A Classical View on Benign Overfitting: The Role of Sample Size

  • 从样本规模与模型复杂度的交互出发,分析近似良性过拟合机制。
  • 在核岭回归和两层ReLU网络中证明:小训练误差仍可接近贝叶斯最优泛化。
  • 首次不依赖回归函数或噪声假设,适用于实际神经网络场景。

良性过拟合指模型能完美拟合含噪训练数据,却仍保持良好泛化能力。本文提出‘近似良性过拟合’概念——模型同时实现极低的训练误差与测试误差。通过两个案例研究验证:(i) 核岭回归,(ii) 用梯度流训练的两层全连接ReLU神经网络。在不依赖传统强假设前提下,证明大模型可在样本量充足时既拟合训练数据,又逼近贝叶斯最优泛化性能。分析引入新方法:将过拟合风险分解为估计误差与近似误差,并将梯度流视为隐式正则化器,避免了统一收敛陷阱。该思路具有独立研究价值。

原文摘要 · Abstract (English)

Benign overfitting is a phenomenon in machine learning where a model perfectly fits (interpolates) the training data, including noisy examples, yet still generalizes well to unseen data. Understanding this phenomenon has attracted considerable attention in recent years. In this work, we introduce a conceptual shift, by focusing on almost benign overfitting, where models simultaneously achieve both arbitrarily small training and test errors. This behavior is characteristic of neural networks, which often achieve low (but non-zero) training error while still generalizing well. We hypothesize that this almost benign overfitting can emerge even in classical regimes, by analyzing how the interaction between sample size and model complexity enables larger models to achieve both good training fit but still approach Bayes-optimal generalization. We substantiate this hypothesis with theoretical evidence from two case studies: (i) kernel ridge regression, and (ii) least-squares regression using a two-layer fully connected ReLU neural network trained via gradient flow. In both cases, we overcome the strong assumptions often required in prior work on benign overfitting. Our results on neural networks also provide the first generalization result in this setting that does not rely on any assumptions about the underlying regression function or noise, beyond boundedness. Our analysis introduces a novel proof technique based on decomposing the excess risk into estimation and approximation errors, interpreting gradient flow as an implicit regularizer, that helps avoid uniform convergence traps. This analysis idea could be of independent interest.

泛化理论过拟合神经网络

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