arXiv:2505.12019cs.CRcs.LG2025-05被引 2

分层聚合防御90%恶意客户端的后门攻击

FL-PLAS: Federated Learning with Partial Layer Aggregation for Backdoor Defense Against High-Ratio Malicious Clients

  • 将模型分为特征提取与分类器,仅上传特征部分
  • 90%恶意用户下主任务准确率高,后门触发率极低
  • 无需服务器辅助数据集,适合真实高风险场景

联邦学习(FL)作为新兴的协作式机器学习方法,在大规模计算与数据系统中日益受到关注。然而,其核心算法联邦平均(FedAvg)易受后门攻击。尽管已有多种防御方案,仍面临两大挑战:攻击愈发隐蔽难检测,现有方法无法应对50%及以上恶意用户或需依赖辅助服务器数据集。为此,本文提出新型防御算法FL-PLAS,基于部分层聚合策略。具体而言,将本地模型划分为特征提取器与分类器,每轮迭代中客户端仅上传训练后的特征提取器参数,服务器聚合后返回,各客户端保留自有分类器,确保后门标签不影响其他客户端。在三个图像数据集上评估了对当前最优后门攻击的防御效果,并与六种防御策略对比。实验表明,本方法无需服务器辅助数据集,即可在90%恶意用户、触发、语义及边缘案例攻击下,保持高主任务准确率且后门准确率极低。

原文摘要 · Abstract (English)

Federated learning (FL) is gaining increasing attention as an emerging collaborative machine learning approach, particularly in the context of large-scale computing and data systems. However, the fundamental algorithm of FL, Federated Averaging (FedAvg), is susceptible to backdoor attacks. Although researchers have proposed numerous defense algorithms, two significant challenges remain. The attack is becoming more stealthy and harder to detect, and current defense methods are unable to handle 50\% or more malicious users or assume an auxiliary server dataset. To address these challenges, we propose a novel defense algorithm, FL-PLAS, \textbf{F}ederated \textbf{L}earning based on \textbf{P}artial\textbf{ L}ayer \textbf{A}ggregation \textbf{S}trategy. In particular, we divide the local model into a feature extractor and a classifier. In each iteration, the clients only upload the parameters of a feature extractor after local training. The server then aggregates these local parameters and returns the results to the clients. Each client retains its own classifier layer, ensuring that the backdoor labels do not impact other clients. We assess the effectiveness of FL-PLAS against state-of-the-art (SOTA) backdoor attacks on three image datasets and compare our approach to six defense strategies. The results of the experiment demonstrate that our methods can effectively protect local models from backdoor attacks. Without requiring any auxiliary dataset for the server, our method achieves a high main-task accuracy with a lower backdoor accuracy even under the condition of 90\% malicious users with the attacks of trigger, semantic and edge-case.

联邦学习后门攻击安全防御分层聚合

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