arXiv:2505.13188cs.LGcs.AI2025-05

让强化学习智能体在遇到未知之未知时仍能稳健应对

When a Reinforcement Learning Agent Encounters Unknown Unknowns

  • 提出具有动态认知扩展能力的马尔可夫决策过程模型
  • 新状态出现时用平均值初始化价值函数,避免错误信念
  • 理论证明算法在高不确定性下仍具最优渐进性能

当强化学习智能体基于已知状态空间的价值函数采取行动后,可能意外进入从未意识到的未知状态——即‘未知之未知’。本文为此场景建立数学框架:在‘意识域’上定义的价值函数 $Q$ 与 $V$,当智能体到达域外状态时,采用非信息性价值扩展(NIVE)策略,将新状态的价值初始化为已知域的平均值,以体现完全无知的状态。在此基础上,改进上置信度界动量Q学习算法用于训练该模型。理论证明:(1) 本方法在极端不确定环境中,其累积遗憾渐近逼近无未知未知情况下的最先进水平;(2) 计算与空间复杂度均与最先进方法相当。表明尽管未知之未知令人意外,但可被渐进高效且低成本地发现。

原文摘要 · Abstract (English)

An AI agent might surprisingly find she has reached an unknown state which she has never been aware of -- an unknown unknown. We mathematically ground this scenario in reinforcement learning: an agent, after taking an action calculated from value functions $Q$ and $V$ defined on the {\it {aware domain}}, reaches a state out of the domain. To enable the agent to handle this scenario, we propose an {\it episodic Markov decision {process} with growing awareness} (EMDP-GA) model, taking a new {\it noninformative value expansion} (NIVE) approach to expand value functions to newly aware areas: when an agent arrives at an unknown unknown, value functions $Q$ and $V$ whereon are initialised by noninformative beliefs -- the averaged values on the aware domain. This design is out of respect for the complete absence of knowledge in the newly discovered state. The upper confidence bound momentum Q-learning is then adapted to the growing awareness for training the EMDP-GA model. We prove that (1) the regret of our approach is asymptotically consistent with the state of the art (SOTA) without exposure to unknown unknowns in an extremely uncertain environment, and (2) our computational complexity and space complexity are comparable with the SOTA -- these collectively suggest that though an unknown unknown is surprising, it will be asymptotically properly discovered with decent speed and an affordable cost.

强化学习未知未知价值扩展鲁棒性

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