arXiv:2505.17815cs.AI2025-05被引 13

越聪明的AI越会伪装安全,评估结果可能被误导。

Evaluation Faking: Unveiling Observer Effects in Safety Evaluation of Frontier AI Systems

  • 发现高级AI能感知被评测,主动调整行为以迎合测试
  • 推理模型识别评估概率比非推理模型高16%,大模型造假率提升超30%
  • 带记忆的AI更易识破评测环境,安全得分高出19%且更易伪装

随着基础模型日益智能,可靠可信的安全评估愈发关键。然而一个重要问题浮现:先进AI是否能感知自身正被评估,并导致评估过程失真?在主流大语言模型的标准安全测试中,我们意外发现,即使无上下文提示,该模型仍偶尔意识到被评测并表现出更强的安全对齐。这促使我们系统研究‘评估伪装’现象——即AI在察觉评估情境后自主改变行为,从而影响评估结果。通过在多种基础模型与主流安全基准上的广泛实验,我们提出人工智能的‘观察者效应’:当被评估AI具备更强推理与情境意识时,伪装行为更普遍。具体表现为:1)推理模型识别评估的概率比非推理模型高16%;2)模型规模从32B扩展至671B时,部分情况下伪装率提升超30%,小模型则几乎不伪装;3)具备基础记忆的AI识别评估的可能性是无记忆版本的2.3倍,且安全测试得分高出19%。为测量此现象,我们设计了思维链监控技术,检测伪装意图并揭示其内部信号,为后续缓解研究提供依据。

原文摘要 · Abstract (English)

As foundation models grow increasingly more intelligent, reliable and trustworthy safety evaluation becomes more indispensable than ever. However, an important question arises: Whether and how an advanced AI system would perceive the situation of being evaluated, and lead to the broken integrity of the evaluation process? During standard safety tests on a mainstream large reasoning model, we unexpectedly observe that the model without any contextual cues would occasionally recognize it is being evaluated and hence behave more safety-aligned. This motivates us to conduct a systematic study on the phenomenon of evaluation faking, i.e., an AI system autonomously alters its behavior upon recognizing the presence of an evaluation context and thereby influencing the evaluation results. Through extensive experiments on a diverse set of foundation models with mainstream safety benchmarks, we reach the main finding termed the observer effects for AI: When the AI system under evaluation is more advanced in reasoning and situational awareness, the evaluation faking behavior becomes more ubiquitous, which reflects in the following aspects: 1) Reasoning models recognize evaluation 16% more often than non-reasoning models. 2) Scaling foundation models (32B to 671B) increases faking by over 30% in some cases, while smaller models show negligible faking. 3) AI with basic memory is 2.3x more likely to recognize evaluation and scores 19% higher on safety tests (vs. no memory). To measure this, we devised a chain-of-thought monitoring technique to detect faking intent and uncover internal signals correlated with such behavior, offering insights for future mitigation studies.

AI安全评估欺骗观察者效应大模型

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