大模型在细粒度等级评分上,绝对判断不输相对排序。
Likert or Not: LLM Absolute Relevance Judgments on Fine-Grained Ordinal Scales
- 用细粒度等级标签进行逐对评分,提升绝对相关性判断能力
- 在多数数据集上,点式评分与列表排序的性能差距不再显著
- 适合关注零样本检索评估与标注策略的研究者
大型语言模型(LLMs)在多种信息检索任务中展现出顶尖的零样本相关性排序性能。当前主流方法分为两类:点式评分(单个查询-文档对输出单一相关性分数)和列表式排序(给定查询与文档列表,输出排序结果)。学界普遍认为列表式排序更优,研究多集中于优化此类算法。其假设是大模型更擅长相对判断而非绝对判断。然而,我们发现当点式评分采用足够大的有序相关性标签空间时,其与列表式排序的差距显著缩小,许多数据集组合下已无统计差异(95%置信度下列表排序未提升NDCG@10)。实验涵盖四款LLM、来自BEIR与TREC-DL的八项基准数据集,以及两个在所有模型训练截止后收集标注的专有数据集。
原文摘要 · Abstract (English)
Large language models (LLMs) obtain state of the art zero shot relevance ranking performance on a variety of information retrieval tasks. The two most common prompts to elicit LLM relevance judgments are pointwise scoring (a.k.a. relevance generation), where the LLM sees a single query-document pair and outputs a single relevance score, and listwise ranking (a.k.a. permutation generation), where the LLM sees a query and a list of documents and outputs a permutation, sorting the documents in decreasing order of relevance. The current research community consensus is that listwise ranking yields superior performance, and significant research effort has been devoted to crafting LLM listwise ranking algorithms. The underlying hypothesis is that LLMs are better at making relative relevance judgments than absolute ones. In tension with this hypothesis, we find that the gap between pointwise scoring and listwise ranking shrinks when pointwise scoring is implemented using a sufficiently large ordinal relevance label space, becoming statistically insignificant for many LLM-benchmark dataset combinations (where ``significant'' means ``95\% confidence that listwise ranking improves NDCG@10''). Our evaluations span four LLMs, eight benchmark datasets from the BEIR and TREC-DL suites, and two proprietary datasets with relevance labels collected after the training cut-off of all LLMs evaluated.
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