arXiv:2505.20871cs.CL2025-05ACL被引 15

让AI在不懂时说‘不知道’,提升高风险场景可靠性

Divide-Then-Align: Honest Alignment based on the Knowledge Boundary of RAG

  • 将检索结果与模型知识划分为四个象限,针对性训练
  • 在三个基准数据集上实现准确回答与合理拒答的平衡
  • 适合对可信度要求高的医疗、法律等专业领域

增强检索的大语言模型通过整合外部知识源显著提升了自然语言处理任务的表现,生成更准确且上下文丰富的回答。为提高系统对噪声检索结果的鲁棒性,检索增强微调(RAFT)被广泛采用。然而,RAFT会强制模型在缺乏可靠知识时仍生成答案,削弱了其在高风险领域的可信度。为此,我们提出分而对齐(DTA)方法,一种后训练策略,使RAG系统在查询超出检索内容和模型内部知识边界时能正确回应“我不知道”。DTA将数据样本划分为四个知识象限,并为每个象限构建定制化的偏好数据,用于直接偏好优化(DPO)。在三个基准数据集上的实验表明,DTA有效平衡了准确性与适当拒答能力,显著提升了检索增强系统的可靠性与可信度。

原文摘要 · Abstract (English)

Large language models (LLMs) augmented with retrieval systems have significantly advanced natural language processing tasks by integrating external knowledge sources, enabling more accurate and contextually rich responses. To improve the robustness of such systems against noisy retrievals, Retrieval-Augmented Fine-Tuning (RAFT) has emerged as a widely adopted method. However, RAFT conditions models to generate answers even in the absence of reliable knowledge. This behavior undermines their reliability in high-stakes domains, where acknowledging uncertainty is critical. To address this issue, we propose Divide-Then-Align (DTA), a post-training approach designed to endow RAG systems with the ability to respond with "I don't know" when the query is out of the knowledge boundary of both the retrieved passages and the model's internal knowledge. DTA divides data samples into four knowledge quadrants and constructs tailored preference data for each quadrant, resulting in a curated dataset for Direct Preference Optimization (DPO). Experimental results on three benchmark datasets demonstrate that DTA effectively balances accuracy with appropriate abstention, enhancing the reliability and trustworthiness of retrieval-augmented systems.

RAG可信AI拒绝回答

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