提出以风险与利益相关者为核心的联邦学习公平性新框架
Fairness in Federated Learning: Fairness for Whom?
- 从系统架构视角转向关注全生命周期中的实际风险
- 发现现有方法普遍存在定义模糊、场景脱节等五大陷阱
- 适合关注社会技术影响的公平性研究者参考
联邦学习中的公平性研究快速发展,但多数工作仍局限于抽象的系统级指标,如性能均等或贡献奖励,忽视了系统在真实部署中对不同利益相关者造成的实际伤害。本文通过系统梳理文献,分析其公平性定义、设计决策、评估方式及应用背景,揭示五个共性问题:1)仅从服务器-客户端架构看待公平性;2)仿真环境与真实使用场景不匹配;3)将系统保护与用户保护混为一谈;4)干预措施仅聚焦单一阶段,忽略上下游影响;5)缺乏多利益相关方的公平性共识。基于此,我们提出一种以危害为中心的框架,将公平性定义与具体风险及利益相关者脆弱性关联。最后给出更具整体性、情境敏感性和责任性的公平性研究建议。
原文摘要 · Abstract (English)
Fairness in federated learning has emerged as a rapidly growing area of research, with numerous works proposing formal definitions and algorithmic interventions. Yet, despite this technical progress, fairness in FL is often defined and evaluated in ways that abstract away from the sociotechnical contexts in which these systems are deployed. In this paper, we argue that existing approaches tend to optimize narrow system level metrics, such as performance parity or contribution-based rewards, while overlooking how harms arise throughout the FL lifecycle and how they impact diverse stakeholders. We support this claim through a critical analysis of the literature, based on a systematic annotation of papers for their fairness definitions, design decisions, evaluation practices, and motivating use cases. Our analysis reveals five recurring pitfalls: 1) fairness framed solely through the lens of server client architecture, 2) a mismatch between simulations and motivating use-cases and contexts, 3) definitions that conflate protecting the system with protecting its users, 4) interventions that target isolated stages of the lifecycle while neglecting upstream and downstream effects, 5) and a lack of multi-stakeholder alignment where multiple fairness definitions can be relevant at once. Building on these insights, we propose a harm centered framework that links fairness definitions to concrete risks and stakeholder vulnerabilities. We conclude with recommendations for more holistic, context-aware, and accountable fairness research in FL.
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